The Birth of Tragedy

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Dionysian art, too, seeks to convince us of the eternal joy of existence: only we are to seek this joy not in phenomena, but behind phenomena. We are to perceive how all that comes into being must be ready for a sorrowful end; we are compelled to look into the terrors of individual existence – yet we are not to become torpid: a metaphysical comfort tears us momentarily from the bustle of the transforming figures. We are really for brief moments Primordial Being itself, and feel its indomitable desire for being and joy in existence; the struggle, the pain, the destruction of phenomena, now appear to us as something necessary, considering the surplus of innumerable forms of existence which throng and push one another into life, considering the exuberant fertility of the universal will. We are pierced by the maddening sting of these pains at the very moment when we have become, as it were, one with the immeasurable primordial joy in existence, and when we anticipate, in Dionysian ecstasy, the indestructibility and eternity of this joy. In spite of fear and pity, we are the happy living beings, not as individuals, but as the one living being, with whose procreative joy we are blended.

The history of the rise of Greek tragedy now tells us with luminous precision that the tragic art of the Greeks was really born of the spirit of music: with which conception we believe we have done justice for the first time to the original and most astonishing significance of the chorus. At the same time, however, we must admit that the import of tragic myth as set forth above never became transparent with sufficient lucidity to the Greek poets, let alone the Greek philosophers; their heroes speak, as it were, more superficially than they act; the myth does not at all find its adequate objectification in the spoken word. The structure of the scenes and the conspicuous images reveal a deeper wisdom than the poet himself can put into words and concepts: the same being also observed in Shakespeare, whose Hamlet, for instance, in an analogous manner talks more superficially than he acts, so that the previously mentioned lesson of Hamlet is to be gathered not from his words, but from a more profound contemplation and survey of the whole. With respect to Greek tragedy, which of course presents itself to us only as word-drama, I have even intimated that the incongruence between myth and expression might easily tempt us to regard it as shallower and less significant than it really is, and accordingly to postulate for it a more superficial effect than it must have had according to the testimony of the ancients: for how easily one forgets that what the word-poet did not succeed in doing, namely realising the highest spiritualisation and ideality of myth, he might succeed in doing every moment as creative musician! We require, to be sure, almost by philological method to reconstruct for ourselves the ascendency of musical influence in order to receive something of the incomparable comfort which must be characteristic of true tragedy. Even this musical ascendency, however, would only have been felt by us as such had we been Greeks: while in the entire development of Greek music – as compared with the infinitely richer music known and familiar to us – we imagine we hear only the youthful song of the musical genius intoned with a feeling of diffidence. The Greeks are, as the Egyptian priests say, eternal children, and in tragic art also they are only children who do not know what a sublime play-thing has originated under their hands and – is being demolished.

That striving of the spirit of music for symbolic and mythical manifestation, which increases from the beginnings of lyric poetry to Attic tragedy, breaks off all of a sudden immediately after attaining luxuriant development, and disappears, as it were, from the surface of Hellenic art: while the Dionysian view of things born of this striving lives on in Mysteries and, in its strangest metamorphoses and debasements, does not cease to attract earnest natures. Will it not one day rise again as art out of its mystic depth?

Here the question occupies us, whether the power by the counteracting influence of which tragedy perished, has for all time strength enough to prevent the artistic reawaking of tragedy and of the tragic view of things. If ancient tragedy was driven from its course by the dialectical desire for knowledge and the optimism of science, it might be inferred that there is an eternal conflict between the theoretic and the tragic view of things, and only after the spirit of science has been led to its boundaries, and its claim to universal validity has been destroyed by the evidence of these boundaries, can we hope for a re-birth of tragedy: for which form of culture we should have to use the symbol of the music-practising Socrates in the sense spoken of above. In this contrast, I understand by the spirit of science the belief which first came to light in the person of Socrates, – the belief in the fathomableness of nature and in knowledge as a panacea.

He who recalls the immediate consequences of this restlessly onward-pressing spirit of science will realise at once that myth was annihilated by it, and that, in consequence of this annihilation, poetry was driven as a homeless being from her natural ideal soil. If we have rightly assigned to music the capacity to reproduce myth from itself, we may in turn expect to find the spirit of science on the path where it inimically opposes this mythopoeic power of music. This takes place in the development of the New Attic Dithyramb, the music of which no longer expressed the inner essence, the will itself, but only rendered the phenomenon insufficiently, in an imitation by means of concepts; from which intrinsically degenerate music the truly musical natures turned away with the same repugnance that they felt for the art-destroying tendency of Socrates. The unerring instinct of Aristophanes surely did the proper thing when it comprised Socrates himself, the tragedy of Euripides, and the music of the new Dithyrambic poets in the same feeling of hatred, and perceived in all three phenomena the symptoms of a degenerate culture. By this New Dithyramb, music has in an outrageous manner been made the imitative portrait of phenomena, for instance, of a battle or a storm at sea, and has thus, of course, been entirely deprived of its mythopoeic power. For if it endeavours to excite our delight only by compelling us to seek external analogies between a vital or natural process and certain rhythmical figures and characteristic sounds of music; if our understanding is expected to satisfy itself with the perception of these analogies, we are reduced to a frame of mind in which the reception of the mythical is impossible; for the myth as a unique exemplar of generality and truth towering into the infinite, desires to be conspicuously perceived. The truly Dionysean music presents itself to us as such a general mirror of the universal will: the conspicuous event which is refracted in this mirror expands at once for our consciousness to the copy of an eternal truth. Conversely, such a conspicious event is at once divested of every mythical character by the tone-painting of the New Dithyramb; music has here become a wretched copy of the phenomenon, and therefore infinitely poorer than the phenomenon itself: through which poverty it still further reduces even the phenomenon for our consciousness, so that now, for instance, a musically imitated battle of this sort exhausts itself in marches, signal-sounds, etc., and our imagination is arrested precisely by these superficialities. Tone-painting is therefore in every respect the counterpart of true music with its mythopoeic power: through it the phenomenon, poor in itself, is made still poorer, while through an isolated Dionysian music the phenomenon is evolved and expanded into a picture of the world. It was an immense triumph of the non-Dionysian spirit, when, in the development of the New Dithyramb, it had estranged music from itself and reduced it to be the slave of phenomena. Euripides, who, albeit in a higher sense, must be designated as a thoroughly unmusical nature, is for this very reason a passionate adherent of the New Dithyrambic Music, and with the liberality of a freebooter employs all its effective turns and mannerisms.

In another direction also we see at work the power of this un-Dionysian, myth-opposing spirit, when we turn our eyes to the prevalence of character representation and psychological refinement from Sophocles onwards. The character must no longer be expanded into an eternal type, but, on the contrary, must operate individually through artistic by-traits and shadings, through the nicest precision of all lines, in such a manner that the spectator is in general no longer conscious of the myth, but of the mighty nature-myth and the imitative power of the artist. Here also we observe the victory of the phenomenon over the Universal, and the delight in the particular quasi-anatomical preparation; we actually breathe the air of a theoretical world, in which scientific knowledge is valued more highly than the artistic reflection of a universal law. The movement along the line of the representation of character proceeds rapidly: while Sophocles still delineates complete characters and employs myth for their refined development, Euripides already delineates only prominent individual traits of character, which can express themselves in violent bursts of passion; in the New Attic Comedy, however, there are only masks with one expression: frivolous old men, duped panders, and cunning slaves in untiring repetition. Where now is the mythopoeic spirit of music? What is still left now of music is either excitatory music or souvenir music, that is, either a stimulant for dull and used-up nerves, or tone-painting. As regards the former, it hardly matters about the text set to it: the heroes and choruses of Euripides are already dissolute enough when once they begin to sing; to what pass must things have come with his brazen successors?

The new un-Dionysian spirit, however, manifests itself most clearly in the dénouements of the new dramas. In the Old Tragedy one could feel at the close the metaphysical comfort, without which the delight in tragedy cannot be explained at all; the conciliating tones from another world sound purest, perhaps, in the Œdipus at Colonus. Now that the genius of music has fled from tragedy, tragedy is, strictly speaking, dead: for from whence could one now draw the metaphysical comfort? One sought, therefore, for an earthly unravelment of the tragic dissonance; the hero, after he had been sufficiently tortured by fate, reaped a well-deserved reward through a superb marriage or divine tokens of favour. The hero had turned gladiator, on whom, after being liberally battered about and covered with wounds, freedom was occasionally bestowed. The deus ex machina took the place of metaphysical comfort. I will not say that the tragic view of things was everywhere completely destroyed by the intruding spirit of the un-Dionysian: we only know that it was compelled to flee from art into the under-world as it were, in the degenerate form of a secret cult. Over the widest extent of the Hellenic character, however, there raged the consuming blast of this spirit, which manifests itself in the form of "Greek cheerfulness," which we have already spoken of as a senile, unproductive love of existence; this cheerfulness is the counterpart of the splendid "naïveté" of the earlier Greeks, which, according to the characteristic indicated above, must be conceived as the blossom of the Apollonian culture growing out of a dark abyss, as the victory which the Hellenic will, through its mirroring of beauty, obtains over suffering and the wisdom of suffering. The noblest manifestation of that other form of "Greek cheerfulness," the Alexandrine, is the cheerfulness of the theoretical man: it exhibits the same symptomatic characteristics as I have just inferred concerning the spirit of the un-Dionysian: – it combats Dionysian wisdom and art, it seeks to dissolve myth, it substitutes for metaphysical comfort an earthly consonance, in fact, a deus ex machina of its own, namely the god of machines and crucibles, that is, the powers of the genii of nature recognised and employed in the service of higher egoism; it believes in amending the world by knowledge, in guiding life by science, and that it can really confine the individual within a narrow sphere of solvable problems, where he cheerfully says to life: "I desire thee: it is worth while to know thee."

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It is an eternal phenomenon: the avidious will can always, by means of an illusion spread over things, detain its creatures in life and compel them to live on. One is chained by the Socratic love of knowledge and the vain hope of being able thereby to heal the eternal wound of existence; another is ensnared by art's seductive veil of beauty fluttering before his eyes; still another by the metaphysical comfort that eternal life flows on indestructibly beneath the whirl of phenomena: to say nothing of the more ordinary and almost more powerful illusions which the will has always at hand. These three specimens of illusion are on the whole designed only for the more nobly endowed natures, who in general feel profoundly the weight and burden of existence, and must be deluded into forgetfulness of their displeasure by exquisite stimulants. All that we call culture is made up of these stimulants; and, according to the proportion of the ingredients, we have either a specially Socratic or artistic or tragic culture: or, if historical exemplifications are wanted, there is either an Alexandrine or a Hellenic or a Buddhistic culture.

Our whole modern world is entangled in the meshes of Alexandrine culture, and recognises as its ideal the theorist equipped with the most potent means of knowledge, and labouring in the service of science, of whom the archetype and progenitor is Socrates. All our educational methods have originally this ideal in view: every other form of existence must struggle onwards wearisomely beside it, as something tolerated, but not intended. In an almost alarming manner the cultured man was here found for a long time only in the form of the scholar: even our poetical arts have been forced to evolve from learned imitations, and in the main effect of the rhyme we still recognise the origin of our poetic form from artistic experiments with a non-native and thoroughly learned language. How unintelligible must Faust, the modern cultured man, who is in himself intelligible, have appeared to a true Greek, – Faust, storming discontentedly through all the faculties, devoted to magic and the devil from a desire for knowledge, whom we have only to place alongside of Socrates for the purpose of comparison, in order to see that modern man begins to divine the boundaries of this Socratic love of perception and longs for a coast in the wide waste of the ocean of knowledge. When Goethe on one occasion said to Eckermann with reference to Napoleon: "Yes, my good friend, there is also a productiveness of deeds," he reminded us in a charmingly naïve manner that the non-theorist is something incredible and astounding to modern man; so that the wisdom of Goethe is needed once more in order to discover that such a surprising form of existence is comprehensible, nay even pardonable.

Now, we must not hide from ourselves what is concealed in the heart of this Socratic culture: Optimism, deeming itself absolute! Well, we must not be alarmed if the fruits of this optimism ripen, – if society, leavened to the very lowest strata by this kind of culture, gradually begins to tremble through wanton agitations and desires, if the belief in the earthly happiness of all, if the belief in the possibility of such a general intellectual culture is gradually transformed into the threatening demand for such an Alexandrine earthly happiness, into the conjuring of a Euripidean deus ex machina. Let us mark this well: the Alexandrine culture requires a slave class, to be able to exist permanently: but, in its optimistic view of life, it denies the necessity of such a class, and consequently, when the effect of its beautifully seductive and tranquillising utterances about the "dignity of man" and the "dignity of labour" is spent, it gradually drifts towards a dreadful destination. There is nothing more terrible than a barbaric slave class, who have learned to regard their existence as an injustice, and now prepare to take vengeance, not only for themselves, but for all generations. In the face of such threatening storms, who dares to appeal with confident spirit to our pale and exhausted religions, which even in their foundations have degenerated into scholastic religions? – so that myth, the necessary prerequisite of every religion, is already paralysed everywhere, and even in this domain the optimistic spirit – which we have just designated as the annihilating germ of society – has attained the mastery.

While the evil slumbering in the heart of theoretical culture gradually begins to disquiet modern man, and makes him anxiously ransack the stores of his experience for means to avert the danger, though not believing very much in these means; while he, therefore, begins to divine the consequences his position involves: great, universally gifted natures have contrived, with an incredible amount of thought, to make use of the apparatus of science itself, in order to point out the limits and the relativity of knowledge generally, and thus definitely to deny the claim of science to universal validity and universal ends: with which demonstration the illusory notion was for the first time recognised as such, which pretends, with the aid of causality, to be able to fathom the innermost essence of things. The extraordinary courage and wisdom of Kant and Schopenhauer have succeeded in gaining the most, difficult, victory, the victory over the optimism hidden in the essence of logic, which optimism in turn is the basis of our culture. While this optimism, resting on apparently unobjectionable æterna veritates, believed in the intelligibility and solvability of all the riddles of the world, and treated space, time, and causality as totally unconditioned laws of the most universal validity, Kant, on the other hand, showed that these served in reality only to elevate the mere phenomenon, the work of Mâyâ, to the sole and highest reality, putting it in place of the innermost and true essence of things, thus making the actual knowledge of this essence impossible, that is, according to the expression of Schopenhauer, to lull the dreamer still more soundly asleep (Welt als Wille und Vorstellung, I. 498). With this knowledge a culture is inaugurated which I venture to designate as a tragic culture; the most important characteristic of which is that wisdom takes the place of science as the highest end, – wisdom, which, uninfluenced by the seductive distractions of the sciences, turns with unmoved eye to the comprehensive view of the world, and seeks to apprehend therein the eternal suffering as its own with sympathetic feelings of love. Let us imagine a rising generation with this undauntedness of vision, with this heroic desire for the prodigious, let us imagine the bold step of these dragon-slayers, the proud and daring spirit with which they turn their backs on all the effeminate doctrines of optimism in order "to live resolutely" in the Whole and in the Full: would it not be necessary for the tragic man of this culture, with his self-discipline to earnestness and terror, to desire a new art, the art of metaphysical comfort, – namely, tragedy, as the Hellena belonging to him, and that he should exclaim with Faust:

Und sollt' ich nicht, sehnsüchtigster Gewalt,
In's Leben ziehn die einzigste Gestalt?[24 - Cf. Introduction, p. 14.]

But now that the Socratic culture has been shaken from two directions, and is only able to hold the sceptre of its infallibility with trembling hands, – once by the fear of its own conclusions which it at length begins to surmise, and again, because it is no longer convinced with its former naïve trust of the eternal validity of its foundation, – it is a sad spectacle to behold how the dance of its thought always rushes longingly on new forms, to embrace them, and then, shuddering, lets them go of a sudden, as Mephistopheles does the seductive Lamiæ. It is certainly the symptom of the "breach" which all are wont to speak of as the primordial suffering of modern culture that the theoretical man, alarmed and dissatisfied at his own conclusions, no longer dares to entrust himself to the terrible ice-stream of existence: he runs timidly up and down the bank. He no longer wants to have anything entire, with all the natural cruelty of things, so thoroughly has he been spoiled by his optimistic contemplation. Besides, he feels that a culture built up on the principles of science must perish when it begins to grow illogical, that is, to avoid its own conclusions. Our art reveals this universal trouble: in vain does one seek help by imitating all the great productive periods and natures, in vain does one accumulate the entire "world-literature" around modern man for his comfort, in vain does one place one's self in the midst of the art-styles and artists of all ages, so that one may give names to them as Adam did to the beasts: one still continues the eternal hungerer, the "critic" without joy and energy, the Alexandrine man, who is in the main a librarian and corrector of proofs, and who, pitiable wretch goes blind from the dust of books and printers' errors.

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We cannot designate the intrinsic substance of Socratic culture more distinctly than by calling it the culture of the opera: for it is in this department that culture has expressed itself with special naïveté concerning its aims and perceptions, which is sufficiently surprising when we compare the genesis of the opera and the facts of operatic development with the eternal truths of the Apollonian and Dionysian. I call to mind first of all the origin of the stilo rappresentativo and the recitative. Is it credible that this thoroughly externalised operatic music, incapable of devotion, could be received and cherished with enthusiastic favour, as a re-birth, as it were, of all true music, by the very age in which the ineffably sublime and sacred music of Palestrina had originated? And who, on the other hand, would think of making only the diversion-craving luxuriousness of those Florentine circles and the vanity of their dramatic singers responsible for the love of the opera which spread with such rapidity? That in the same age, even among the same people, this passion for a half-musical mode of speech should awaken alongside of the vaulted structure of Palestrine harmonies which the entire Christian Middle Age had been building up, I can explain to myself only by a co-operating extra-artistic tendency in the essence of the recitative.

The listener, who insists on distinctly hearing the words under the music, has his wishes met by the singer in that he speaks rather than sings, and intensifies the pathetic expression of the words in this half-song: by this intensification of the pathos he facilitates the understanding of the words and surmounts the remaining half of the music. The specific danger which now threatens him is that in some unguarded moment he may give undue importance to music, which would forthwith result in the destruction of the pathos of the speech and the distinctness of the words: while, on the other hand, he always feels himself impelled to musical delivery and to virtuose exhibition of vocal talent. Here the "poet" comes to his aid, who knows how to provide him with abundant opportunities for lyrical interjections, repetitions of words and sentences, etc., – at which places the singer, now in the purely musical element, can rest himself without minding the words. This alternation of emotionally impressive, yet only half-sung speech and wholly sung interjections, which is characteristic of the stilo rappresentativo, this rapidly changing endeavour to operate now on the conceptional and representative faculty of the hearer, now on his musical sense, is something so thoroughly unnatural and withal so intrinsically contradictory both to the Apollonian and Dionysian artistic impulses, that one has to infer an origin of the recitative foreign to all artistic instincts. The recitative must be defined, according to this description, as the combination of epic and lyric delivery, not indeed as an intrinsically stable combination which could not be attained in the case of such totally disparate elements, but an entirely superficial mosaic conglutination, such as is totally unprecedented in the domain of nature and experience. But this was not the opinion of the inventors of the recitative: they themselves, and their age with them, believed rather that the mystery of antique music had been solved by this stilo rappresentativo, in which, as they thought, the only explanation of the enormous influence of an Orpheus, an Amphion, and even of Greek tragedy was to be found. The new style was regarded by them as the re-awakening of the most effective music, the Old Greek music: indeed, with the universal and popular conception of the Homeric world as the primitive world, they could abandon themselves to the dream of having descended once more into the paradisiac beginnings of mankind, wherein music also must needs have had the unsurpassed purity, power, and innocence of which the poets could give such touching accounts in their pastoral plays. Here we see into the internal process of development of this thoroughly modern variety of art, the opera: a powerful need here acquires an art, but it is a need of an unæsthetic kind: the yearning for the idyll, the belief in the prehistoric existence of the artistic, good man. The recitative was regarded as the rediscovered language of this primitive man; the opera as the recovered land of this idyllically or heroically good creature, who in every action follows at the same time a natural artistic impulse, who sings a little along with all he has to say, in order to sing immediately with full voice on the slightest emotional excitement. It is now a matter of indifference to us that the humanists of those days combated the old ecclesiastical representation of man as naturally corrupt and lost, with this new-created picture of the paradisiac artist: so that opera may be understood as the oppositional dogma of the good man, whereby however a solace was at the same time found for the pessimism to which precisely the seriously-disposed men of that time were most strongly incited, owing to the frightful uncertainty of all conditions of life. It is enough to have perceived that the intrinsic charm, and therefore the genesis, of this new form of art lies in the gratification of an altogether unæsthetic need, in the optimistic glorification of man as such, in the conception of the primitive man as the man naturally good and artistic: a principle of the opera which has gradually changed into a threatening and terrible demand, which, in face of the socialistic movements of the present time, we can no longer ignore. The "good primitive man" wants his rights: what paradisiac prospects!

I here place by way of parallel still another equally obvious confirmation of my view that opera is built up on the same principles as our Alexandrine culture. Opera is the birth of the theoretical man, of the critical layman, not of the artist: one of the most surprising facts in the whole history of art. It was the demand of thoroughly unmusical hearers that the words must above all be understood, so that according to them a re-birth of music is only to be expected when some mode of singing has been discovered in which the text-word lords over the counterpoint as the master over the servant. For the words, it is argued, are as much nobler than the accompanying harmonic system as the soul is nobler than the body. It was in accordance with the laically unmusical crudeness of these views that the combination of music, picture and expression was effected in the beginnings of the opera: in the spirit of this æsthetics the first experiments were also made in the leading laic circles of Florence by the poets and singers patronised there. The man incapable of art creates for himself a species of art precisely because he is the inartistic man as such. Because he does not divine the Dionysian depth of music, he changes his musical taste into appreciation of the understandable word-and-tone-rhetoric of the passions in the stilo rappresentativo, and into the voluptuousness of the arts of song; because he is unable to behold a vision, he forces the machinist and the decorative artist into his service; because he cannot apprehend the true nature of the artist, he conjures up the "artistic primitive man" to suit his taste, that is, the man who sings and recites verses under the influence of passion. He dreams himself into a time when passion suffices to generate songs and poems: as if emotion had ever been able to create anything artistic. The postulate of the opera is a false belief concerning the artistic process, in fact, the idyllic belief that every sentient man is an artist. In the sense of this belief, opera is the expression of the taste of the laity in art, who dictate their laws with the cheerful optimism of the theorist.

Should we desire to unite in one the two conceptions just set forth as influential in the origin of opera, it would only remain for us to speak of an idyllic tendency of the opera: in which connection we may avail ourselves exclusively of the phraseology and illustration of Schiller.[25 - Essay on Elegiac Poetry. – TR.] "Nature and the ideal," he says, "are either objects of grief, when the former is represented as lost, the latter unattained; or both are objects of joy, in that they are represented as real. The first case furnishes the elegy in its narrower signification, the second the idyll in its widest sense." Here we must at once call attention to the common characteristic of these two conceptions in operatic genesis, namely, that in them the ideal is not regarded as unattained or nature as lost Agreeably to this sentiment, there was a primitive age of man when he lay close to the heart of nature, and, owing to this naturalness, had attained the ideal of mankind in a paradisiac goodness and artist-organisation: from which perfect primitive man all of us were supposed to be descended; whose faithful copy we were in fact still said to be: only we had to cast off some few things in order to recognise ourselves once more as this primitive man, on the strength of a voluntary renunciation of superfluous learnedness, of super-abundant culture. It was to such a concord of nature and the ideal, to an idyllic reality, that the cultured man of the Renaissance suffered himself to be led back by his operatic imitation of Greek tragedy; he made use of this tragedy, as Dante made use of Vergil, in order to be led up to the gates of paradise: while from this point he went on without assistance and passed over from an imitation of the highest form of Greek art to a "restoration of all things," to an imitation of man's original art-world. What delightfully naïve hopefulness of these daring endeavours, in the very heart of theoretical culture! – solely to be explained by the comforting belief, that "man-in-himself" is the eternally virtuous hero of the opera, the eternally fluting or singing shepherd, who must always in the end rediscover himself as such, if he has at any time really lost himself; solely the fruit of the optimism, which here rises like a sweetishly seductive column of vapour out of the depth of the Socratic conception of the world.

The features of the opera therefore do not by any means exhibit the elegiac sorrow of an eternal loss, but rather the cheerfulness of eternal rediscovery, the indolent delight in an idyllic reality which one can at least represent to one's self each moment as real: and in so doing one will perhaps surmise some day that this supposed reality is nothing but a fantastically silly dawdling, concerning which every one, who could judge it by the terrible earnestness of true nature and compare it with the actual primitive scenes of the beginnings of mankind, would have to call out with loathing: Away with the phantom! Nevertheless one would err if one thought it possible to frighten away merely by a vigorous shout such a dawdling thing as the opera, as if it were a spectre. He who would destroy the opera must join issue with Alexandrine cheerfulness, which expresses itself so naïvely therein concerning its favourite representation; of which in fact it is the specific form of art. But what is to be expected for art itself from the operation of a form of art, the beginnings of which do not at all lie in the æsthetic province; which has rather stolen over from a half-moral sphere into the artistic domain, and has been able only now and then to delude us concerning this hybrid origin? By what sap is this parasitic opera-concern nourished, if not by that of true art? Must we not suppose that the highest and indeed the truly serious task of art – to free the eye from its glance into the horrors of night and to deliver the "subject" by the healing balm of appearance from the spasms of volitional agitations – will degenerate under the influence of its idyllic seductions and Alexandrine adulation to an empty dissipating tendency, to pastime? What will become of the eternal truths of the Dionysian and Apollonian in such an amalgamation of styles as I have exhibited in the character of the stilo rappresentativo? where music is regarded as the servant, the text as the master, where music is compared with the body, the text with the soul? where at best the highest aim will be the realisation of a paraphrastic tone-painting, just as formerly in the New Attic Dithyramb? where music is completely alienated from its true dignity of being, the Dionysian mirror of the world, so that the only thing left to it is, as a slave of phenomena, to imitate the formal character thereof, and to excite an external pleasure in the play of lines and proportions. On close observation, this fatal influence of the opera on music is seen to coincide absolutely with the universal development of modern music; the optimism lurking in the genesis of the opera and in the essence of culture represented thereby, has, with alarming rapidity, succeeded in divesting music of its Dionyso-cosmic mission and in impressing on it a playfully formal and pleasurable character: a change with which perhaps only the metamorphosis of the Æschylean man into the cheerful Alexandrine man could be compared.

If, however, in the exemplification herewith indicated we have rightly associated the evanescence of the Dionysian spirit with a most striking, but hitherto unexplained transformation and degeneration of the Hellene – what hopes must revive in us when the most trustworthy auspices guarantee the reverse process, the gradual awakening of the Dionysian spirit in our modern world! It is impossible for the divine strength of Herakles to languish for ever in voluptuous bondage to Omphale. Out of the Dionysian root of the German spirit a power has arisen which has nothing in common with the primitive conditions of Socratic culture, and can neither be explained nor excused thereby, but is rather regarded by this culture as something terribly inexplicable and overwhelmingly hostile, mdash; namely, German music as we have to understand it, especially in its vast solar orbit from Bach to Beethoven, from Beethoven to Wagner. What even under the most favourable circumstances can the knowledge-craving Socratism of our days do with this demon rising from unfathomable depths? Neither by means of the zig-zag and arabesque work of operatic melody, nor with the aid of the arithmetical counting board of fugue and contrapuntal dialectics is the formula to be found, in the trebly powerful light[26 - See Faust, Part 1.1. 965 – TR.] of which one could subdue this demon and compel it to speak. What a spectacle, when our æsthetes, with a net of "beauty" peculiar to themselves, now pursue and clutch at the genius of music romping about before them with incomprehensible life, and in so doing display activities which are not to be judged by the standard of eternal beauty any more than by the standard of the sublime. Let us but observe these patrons of music as they are, at close range, when they call out so indefatigably "beauty! beauty!" to discover whether they have the marks of nature's darling children who are fostered and fondled in the lap of the beautiful, or whether they do not rather seek a disguise for their own rudeness, an æsthetical pretext for their own unemotional insipidity: I am thinking here, for instance, of Otto Jahn. But let the liar and the hypocrite beware of our German music: for in the midst of all our culture it is really the only genuine, pure and purifying fire-spirit from which and towards which, as in the teaching of the great Heraclitus of Ephesus, all things move in a double orbit-all that we now call culture, education, civilisation, must appear some day before the unerring judge, Dionysus.

Let us recollect furthermore how Kant and Schopenhauer made it possible for the spirit of German philosophy streaming from the same sources to annihilate the satisfied delight in existence of scientific Socratism by the delimitation of the boundaries thereof; how through this delimitation an infinitely profounder and more serious view of ethical problems and of art was inaugurated, which we may unhesitatingly designate as Dionysian wisdom comprised in concepts. To what then does the mystery of this oneness of German music and philosophy point, if not to a new form of existence, concerning the substance of which we can only inform ourselves presentiently from Hellenic analogies? For to us who stand on the boundary line between two different forms of existence, the Hellenic prototype retains the immeasurable value, that therein all these transitions and struggles are imprinted in a classically instructive form: except that we, as it were, experience analogically in reverse order the chief epochs of the Hellenic genius, and seem now, for instance, to pass backwards from the Alexandrine age to the period of tragedy. At the same time we have the feeling that the birth of a tragic age betokens only a return to itself of the German spirit, a blessed self-rediscovering after excessive and urgent external influences have for a long time compelled it, living as it did in helpless barbaric formlessness, to servitude under their form. It may at last, after returning to the primitive source of its being, venture to stalk along boldly and freely before all nations without hugging the leading-strings of a Romanic civilisation: if only it can learn implicitly of one people – the Greeks, of whom to learn at all is itself a high honour and a rare distinction. And when did we require these highest of all teachers more than at present, when we experience a re-birth of tragedy and are in danger alike of not knowing whence it comes, and of being unable to make clear to ourselves whither it tends.

20

It may be weighed some day before an impartial judge, in what time and in what men the German spirit has thus far striven most resolutely to learn of the Greeks: and if we confidently assume that this unique praise must be accorded to the noblest intellectual efforts of Goethe, Schiller, and Winkelmann, it will certainly have to be added that since their time, and subsequently to the more immediate influences of these efforts, the endeavour to attain to culture and to the Greeks by this path has in an incomprehensible manner grown feebler and feebler. In order not to despair altogether of the German spirit, must we not infer therefrom that possibly, in some essential matter, even these champions could not penetrate into the core of the Hellenic nature, and were unable to establish a permanent friendly alliance between German and Greek culture? So that perhaps an unconscious perception of this shortcoming might raise also in more serious minds the disheartening doubt as to whether after such predecessors they could advance still farther on this path of culture, or could reach the goal at all. Accordingly, we see the opinions concerning the value of Greek contribution to culture degenerate since that time in the most alarming manner; the expression of compassionate superiority may be heard in the most heterogeneous intellectual and non-intellectual camps, and elsewhere a totally ineffective declamation dallies with "Greek harmony," "Greek beauty," "Greek cheerfulness." And in the very circles whose dignity it might be to draw indefatigably from the Greek channel for the good of German culture, in the circles of the teachers in the higher educational institutions, they have learned best to compromise with the Greeks in good time and on easy terms, to the extent often of a sceptical abandonment of the Hellenic ideal and a total perversion of the true purpose of antiquarian studies. If there be any one at all in these circles who has not completely exhausted himself in the endeavour to be a trustworthy corrector of old texts or a natural-history microscopist of language, he perhaps seeks also to appropriate Grecian antiquity "historically" along with other antiquities, and in any case according to the method and with the supercilious air of our present cultured historiography. When, therefore, the intrinsic efficiency of the higher educational institutions has never perhaps been lower or feebler than at present, when the "journalist," the paper slave of the day, has triumphed over the academic teacher in all matters pertaining to culture, and there only remains to the latter the often previously experienced metamorphosis of now fluttering also, as a cheerful cultured butterfly, in the idiom of the journalist, with the "light elegance" peculiar thereto – with what painful confusion must the cultured persons of a period like the present gaze at the phenomenon (which can perhaps be comprehended analogically only by means of the profoundest principle of the hitherto unintelligible Hellenic genius) of the reawakening of the Dionysian spirit and the re-birth of tragedy? Never has there been another art-period in which so-called culture and true art have been so estranged and opposed, as is so obviously the case at present. We understand why so feeble a culture hates true art; it fears destruction thereby. But must not an entire domain of culture, namely the Socratic-Alexandrine, have exhausted its powers after contriving to culminate in such a daintily-tapering point as our present culture? When it was not permitted to heroes like Goethe and Schiller to break open the enchanted gate which leads into the Hellenic magic mountain, when with their most dauntless striving they did not get beyond the longing gaze which the Goethean Iphigenia cast from barbaric Tauris to her home across the ocean, what could the epigones of such heroes hope for, if the gate should not open to them suddenly of its own accord, in an entirely different position, quite overlooked in all endeavours of culture hitherto – amidst the mystic tones of reawakened tragic music.

Let no one attempt to weaken our faith in an impending re-birth of Hellenic antiquity; for in it alone we find our hope of a renovation and purification of the German spirit through the fire-magic of music. What else do we know of amidst the present desolation and languor of culture, which could awaken any comforting expectation for the future? We look in vain for one single vigorously-branching root, for a speck of fertile and healthy soil: there is dust, sand, torpidness and languishing everywhere! Under such circumstances a cheerless solitary wanderer could choose for himself no better symbol than the Knight with Death and the Devil, as Dürer has sketched him for us, the mail-clad knight, grim and stern of visage, who is able, unperturbed by his gruesome companions, and yet hopelessly, to pursue his terrible path with horse and hound alone. Our Schopenhauer was such a Dürerian knight: he was destitute of all hope, but he sought the truth. There is not his equal.

But how suddenly this gloomily depicted wilderness of our exhausted culture changes when the Dionysian magic touches it! A hurricane seizes everything decrepit, decaying, collapsed, and stunted; wraps it whirlingly into a red cloud of dust; and carries it like a vulture into the air. Confused thereby, our glances seek for what has vanished: for what they see is something risen to the golden light as from a depression, so full and green, so luxuriantly alive, so ardently infinite. Tragedy sits in the midst of this exuberance of life, sorrow and joy, in sublime ecstasy; she listens to a distant doleful song – it tells of the Mothers of Being, whose names are: Wahn, Wille, Wehe[21] – Yes, my friends, believe with me in Dionysian life and in the re-birth of tragedy. The time of the Socratic man is past: crown yourselves with ivy, take in your hands the thyrsus, and do not marvel if tigers and panthers lie down fawning at your feet. Dare now to be tragic men, for ye are to be redeemed! Ye are to accompany the Dionysian festive procession from India to Greece! Equip yourselves for severe conflict, but believe in the wonders of your god!

21

Gliding back from these hortative tones into the mood which befits the contemplative man, I repeat that it can only be learnt from the Greeks what such a sudden and miraculous awakening of tragedy must signify for the essential basis of a people's life. It is the people of the tragic mysteries who fight the battles with the Persians: and again, the people who waged such wars required tragedy as a necessary healing potion. Who would have imagined that there was still such a uniformly powerful effusion of the simplest political sentiments, the most natural domestic instincts and the primitive manly delight in strife in this very people after it had been shaken to its foundations for several generations by the most violent convulsions of the Dionysian demon? If at every considerable spreading of the Dionysian commotion one always perceives that the Dionysian loosing from the shackles of the individual makes itself felt first of all in an increased encroachment on the political instincts, to the extent of indifference, yea even hostility, it is certain, on the other hand, that the state-forming Apollo is also the genius of the principium individuationis, and that the state and domestic sentiment cannot live without an assertion of individual personality. There is only one way from orgasm for a people, – the way to Indian Buddhism, which, in order to be at all endured with its longing for nothingness, requires the rare ecstatic states with their elevation above space, time, and the individual; just as these in turn demand a philosophy which teaches how to overcome the indescribable depression of the intermediate states by means of a fancy. With the same necessity, owing to the unconditional dominance of political impulses, a people drifts into a path of extremest secularisation, the most magnificent, but also the most terrible expression of which is the Roman imperium.

Placed between India and Rome, and constrained to a seductive choice, the Greeks succeeded in devising in classical purity still a third form of life, not indeed for long private use, but just on that account for immortality. For it holds true in all things that those whom the gods love die young, but, on the other hand, it holds equally true that they then live eternally with the gods. One must not demand of what is most noble that it should possess the durable toughness of leather; the staunch durability, which, for instance, was inherent in the national character of the Romans, does not probably belong to the indispensable predicates of perfection. But if we ask by what physic it was possible for the Greeks, in their best period, notwithstanding the extraordinary strength of their Dionysian and political impulses, neither to exhaust themselves by ecstatic brooding, nor by a consuming scramble for empire and worldly honour, but to attain the splendid mixture which we find in a noble, inflaming, and contemplatively disposing wine, we must remember the enormous power of tragedy, exciting, purifying, and disburdening the entire life of a people; the highest value of which we shall divine only when, as in the case of the Greeks, it appears to us as the essence of all the prophylactic healing forces, as the mediator arbitrating between the strongest and most inherently fateful characteristics of a people.

Tragedy absorbs the highest musical orgasm into itself, so that it absolutely brings music to perfection among the Greeks, as among ourselves; but it then places alongside thereof tragic myth and the tragic hero, who, like a mighty Titan, takes the entire Dionysian world on his shoulders and disburdens us thereof; while, on the other hand, it is able by means of this same tragic myth, in the person of the tragic hero, to deliver us from the intense longing for this existence, and reminds us with warning hand of another existence and a higher joy, for which the struggling hero prepares himself presentiently by his destruction, not by his victories. Tragedy sets a sublime symbol, namely the myth between the universal authority of its music and the receptive Dionysian hearer, and produces in him the illusion that music is only the most effective means for the animation of the plastic world of myth. Relying upon this noble illusion, she can now move her limbs for the dithyrambic dance, and abandon herself unhesitatingly to an orgiastic feeling of freedom, in which she could not venture to indulge as music itself, without this illusion. The myth protects us from the music, while, on the other hand, it alone gives the highest freedom thereto. By way of return for this service, music imparts to tragic myth such an impressive and convincing metaphysical significance as could never be attained by word and image, without this unique aid; and the tragic spectator in particular experiences thereby the sure presentiment of supreme joy to which the path through destruction and negation leads; so that he thinks he hears, as it were, the innermost abyss of things speaking audibly to him.

If in these last propositions I have succeeded in giving perhaps only a preliminary expression, intelligible to few at first, to this difficult representation, I must not here desist from stimulating my friends to a further attempt, or cease from beseeching them to prepare themselves, by a detached example of our common experience, for the perception of the universal proposition. In this example I must not appeal to those who make use of the pictures of the scenic processes, the words and the emotions of the performers, in order to approximate thereby to musical perception; for none of these speak music as their mother-tongue, and, in spite of the aids in question, do not get farther than the precincts of musical perception, without ever being allowed to touch its innermost shrines; some of them, like Gervinus, do not even reach the precincts by this path. I have only to address myself to those who, being immediately allied to music, have it as it were for their mother's lap, and are connected with things almost exclusively by unconscious musical relations. I ask the question of these genuine musicians: whether they can imagine a man capable of hearing the third act of Tristan und Isolde without any aid of word or scenery, purely as a vast symphonic period, without expiring by a spasmodic distention of all the wings of the soul? A man who has thus, so to speak, put his ear to the heart-chamber of the cosmic will, who feels the furious desire for existence issuing therefrom as a thundering stream or most gently dispersed brook, into all the veins of the world, would he not collapse all at once? Could he endure, in the wretched fragile tenement of the human individual, to hear the re-echo of countless cries of joy and sorrow from the "vast void of cosmic night," without flying irresistibly towards his primitive home at the sound of this pastoral dance-song of metaphysics? But if, nevertheless, such a work can be heard as a whole, without a renunciation of individual existence, if such a creation could be created without demolishing its creator – where are we to get the solution of this contradiction?

Here there interpose between our highest musical excitement and the music in question the tragic myth and the tragic hero – in reality only as symbols of the most universal facts, of which music alone can speak directly. If, however, we felt as purely Dionysian beings, myth as a symbol would stand by us absolutely ineffective and unnoticed, and would never for a moment prevent us from giving ear to the re-echo of the universalia ante rem. Here, however, the Apollonian power, with a view to the restoration of the well-nigh shattered individual, bursts forth with the healing balm of a blissful illusion: all of a sudden we imagine we see only Tristan, motionless, with hushed voice saying to himself: "the old tune, why does it wake me?" And what formerly interested us like a hollow sigh from the heart of being, seems now only to tell us how "waste and void is the sea." And when, breathless, we thought to expire by a convulsive distention of all our feelings, and only a slender tie bound us to our present existence, we now hear and see only the hero wounded to death and still not dying, with his despairing cry: "Longing! Longing! In dying still longing! for longing not dying!" And if formerly, after such a surplus and superabundance of consuming agonies, the jubilation of the born rent our hearts almost like the very acme of agony, the rejoicing Kurwenal now stands between us and the "jubilation as such," with face turned toward the ship which carries Isolde. However powerfully fellow-suffering encroaches upon us, it nevertheless delivers us in a manner from the primordial suffering of the world, just as the symbol-image of the myth delivers us from the immediate perception of the highest cosmic idea, just as the thought and word deliver us from the unchecked effusion of the unconscious will. The glorious Apollonian illusion makes it appear as if the very realm of tones presented itself to us as a plastic cosmos, as if even the fate of Tristan and Isolde had been merely formed and moulded therein as out of some most delicate and impressible material.

Thus does the Apollonian wrest us from Dionysian universality and fill us with rapture for individuals; to these it rivets our sympathetic emotion, through these it satisfies the sense of beauty which longs for great and sublime forms; it brings before us biographical portraits, and incites us to a thoughtful apprehension of the essence of life contained therein. With the immense potency of the image, the concept, the ethical teaching and the sympathetic emotion – the Apollonian influence uplifts man from his orgiastic self-annihilation, and beguiles him concerning the universality of the Dionysian process into the belief that he is seeing a detached picture of the world, for instance, Tristan and Isolde, and that, through music, he will be enabled to see it still more clearly and intrinsically. What can the healing magic of Apollo not accomplish when it can even excite in us the illusion that the Dionysian is actually in the service of the Apollonian, the effects of which it is capable of enhancing; yea, that music is essentially the representative art for an Apollonian substance?

With the pre-established harmony which obtains between perfect drama and its music, the drama attains the highest degree of conspicuousness, such as is usually unattainable in mere spoken drama. As all the animated figures of the scene in the independently evolved lines of melody simplify themselves before us to the distinctness of the catenary curve, the coexistence of these lines is also audible in the harmonic change which sympathises in a most delicate manner with the evolved process: through which change the relations of things become immediately perceptible to us in a sensible and not at all abstract manner, as we likewise perceive thereby that it is only in these relations that the essence of a character and of a line of melody manifests itself clearly. And while music thus compels us to see more extensively and more intrinsically than usual, and makes us spread out the curtain of the scene before ourselves like some delicate texture, the world of the stage is as infinitely expanded for our spiritualised, introspective eye as it is illumined outwardly from within. How can the word-poet furnish anything analogous, who strives to attain this internal expansion and illumination of the visible stage-world by a much more imperfect mechanism and an indirect path, proceeding as he does from word and concept? Albeit musical tragedy likewise avails itself of the word, it is at the same time able to place alongside thereof its basis and source, and can make the unfolding of the word, from within outwards, obvious to us.

Of the process just set forth, however, it could still be said as decidedly that it is only a glorious appearance, namely the afore-mentioned Apollonian illusion, through the influence of which we are to be delivered from the Dionysian obtrusion and excess. In point of fact, the relation of music to drama is precisely the reverse; music is the adequate idea of the world, drama is but the reflex of this idea, a detached umbrage thereof. The identity between the line of melody and the lining form, between the harmony and the character-relations of this form, is true in a sense antithetical to what one would suppose on the contemplation of musical tragedy. We may agitate and enliven the form in the most conspicuous manner, and enlighten it from within, but it still continues merely phenomenon, from which there is no bridge to lead us into the true reality, into the heart of the world. Music, however, speaks out of this heart; and though countless phenomena of the kind might be passing manifestations of this music, they could never exhaust its essence, but would always be merely its externalised copies. Of course, as regards the intricate relation of music and drama, nothing can be explained, while all may be confused by the popular and thoroughly false antithesis of soul and body; but the unphilosophical crudeness of this antithesis seems to have become – who knows for what reasons – a readily accepted Article of Faith with our æstheticians, while they have learned nothing concerning an antithesis of phenomenon and thing-in-itself, or perhaps, for reasons equally unknown, have not cared to learn anything thereof.

Should it have been established by our analysis that the Apollonian element in tragedy has by means of its illusion gained a complete victory over the Dionysian primordial element of music, and has made music itself subservient to its end, namely, the highest and clearest elucidation of the drama, it would certainly be necessary to add the very important restriction: that at the most essential point this Apollonian illusion is dissolved and annihilated. The drama, which, by the aid of music, spreads out before us with such inwardly illumined distinctness in all its movements and figures, that we imagine we see the texture unfolding on the loom as the shuttle flies to and fro, – attains as a whole an effect which transcends all Apollonian artistic effects. In the collective effect of tragedy, the Dionysian gets the upper hand once more; tragedy ends with a sound which could never emanate from the realm of Apollonian art. And the Apollonian illusion is thereby found to be what it is, – the assiduous veiling during the performance of tragedy of the intrinsically Dionysian effect: which, however, is so powerful, that it finally forces the Apollonian drama itself into a sphere where it begins to talk with Dionysian wisdom, and even denies itself and its Apollonian conspicuousness. Thus then the intricate relation of the Apollonian and the Dionysian in tragedy must really be symbolised by a fraternal union of the two deities: Dionysus speaks the language of Apollo; Apollo, however, finally speaks the language of Dionysus; and so the highest goal of tragedy and of art in general is attained.

22

Let the attentive friend picture to himself purely and simply, according to his experiences, the effect of a true musical tragedy. I think I have so portrayed the phenomenon of this effect in both its phases that he will now be able to interpret his own experiences. For he will recollect that with regard to the myth which passed before him he felt himself exalted to a kind of omniscience, as if his visual faculty were no longer merely a surface faculty, but capable of penetrating into the interior, and as if he now saw before him, with the aid of music, the ebullitions of the will, the conflict of motives, and the swelling stream of the passions, almost sensibly visible, like a plenitude of actively moving lines and figures, and could thereby dip into the most tender secrets of unconscious emotions. While he thus becomes conscious of the highest exaltation of his instincts for conspicuousness and transfiguration, he nevertheless feels with equal definitiveness that this long series of Apollonian artistic effects still does not generate the blissful continuance in will-less contemplation which the plasticist and the epic poet, that is to say, the strictly Apollonian artists, produce in him by their artistic productions: to wit, the justification of the world of the individuatio attained in this contemplation, – which is the object and essence of Apollonian art. He beholds the transfigured world of the stage and nevertheless denies it. He sees before him the tragic hero in epic clearness and beauty, and nevertheless delights in his annihilation. He comprehends the incidents of the scene in all their details, and yet loves to flee into the incomprehensible. He feels the actions of the hero to be justified, and is nevertheless still more elated when these actions annihilate their originator. He shudders at the sufferings which will befall the hero, and yet anticipates therein a higher and much more overpowering joy. He sees more extensively and profoundly than ever, and yet wishes to be blind. Whence must we derive this curious internal dissension, this collapse of the Apollonian apex, if not from the Dionysian spell, which, though apparently stimulating the Apollonian emotions to their highest pitch, can nevertheless force this superabundance of Apollonian power into its service? Tragic myth is to be understood only as a symbolisation of Dionysian wisdom by means of the expedients of Apollonian art: the mythus conducts the world of phenomena to its boundaries, where it denies itself, and seeks to flee back again into the bosom of the true and only reality; where it then, like Isolde, seems to strike up its metaphysical swan-song: —

In des Wonnemeeres
wogendem Schwall,
in der Duft-Wellen
tönendem Schall,
in des Weltathems
wehendem All —
ertrinken – versinken
unbewusst – höchste Lust![27 - In the sea of pleasure'sBillowing roll,In the ether-wavesKnelling and toll,In the world-breath'sWavering whole —To drown in, go down in —Lost in swoon – greatest boon!]

We thus realise to ourselves in the experiences of the truly æsthetic hearer the tragic artist himself when he proceeds like a luxuriously fertile divinity of individuation to create his figures (in which sense his work can hardly be understood as an "imitation of nature") – and when, on the other hand, his vast Dionysian impulse then absorbs the entire world of phenomena, in order to anticipate beyond it, and through its annihilation, the highest artistic primal joy, in the bosom of the Primordial Unity. Of course, our æsthetes have nothing to say about this return in fraternal union of the two art-deities to the original home, nor of either the Apollonian or Dionysian excitement of the hearer, while they are indefatigable in characterising the struggle of the hero with fate, the triumph of the moral order of the world, or the disburdenment of the emotions through tragedy, as the properly Tragic: an indefatigableness which makes me think that they are perhaps not æsthetically excitable men at all, but only to be regarded as moral beings when hearing tragedy. Never since Aristotle has an explanation of the tragic effect been proposed, by which an æsthetic activity of the hearer could be inferred from artistic circumstances. At one time fear and pity are supposed to be forced to an alleviating discharge through the serious procedure, at another time we are expected to feel elevated and inspired at the triumph of good and noble principles, at the sacrifice of the hero in the interest of a moral conception of things; and however certainly I believe that for countless men precisely this, and only this, is the effect of tragedy, it as obviously follows therefrom that all these, together with their interpreting æsthetes, have had no experience of tragedy as the highest art. The pathological discharge, the catharsis of Aristotle, which philologists are at a loss whether to include under medicinal or moral phenomena, recalls a remarkable anticipation of Goethe. "Without a lively pathological interest," he says, "I too have never yet succeeded in elaborating a tragic situation of any kind, and hence I have rather avoided than sought it. Can it perhaps have been still another of the merits of the ancients that the deepest pathos was with them merely æsthetic play, whereas with us the truth of nature must co-operate in order to produce such a work?" We can now answer in the affirmative this latter profound question after our glorious experiences, in which we have found to our astonishment in the case of musical tragedy itself, that the deepest pathos can in reality be merely æsthetic play: and therefore we are justified in believing that now for the first time the proto-phenomenon of the tragic can be portrayed with some degree of success. He who now will still persist in talking only of those vicarious effects proceeding from ultra-æsthetic spheres, and does not feel himself raised above the pathologically-moral process, may be left to despair of his æsthetic nature: for which we recommend to him, by way of innocent equivalent, the interpretation of Shakespeare after the fashion of Gervinus, and the diligent search for poetic justice.

Thus with the re-birth of tragedy the æsthetic hearer is also born anew, in whose place in the theatre a curious quid pro quo was wont to sit with half-moral and half-learned pretensions, – the "critic." In his sphere hitherto everything has been artificial and merely glossed over with a semblance of life. The performing artist was in fact at a loss what to do with such a critically comporting hearer, and hence he, as well as the dramatist or operatic composer who inspired him, searched anxiously for the last remains of life in a being so pretentiously barren and incapable of enjoyment. Such "critics," however, have hitherto constituted the public; the student, the school-boy, yea, even the most harmless womanly creature, were already unwittingly prepared by education and by journals for a similar perception of works of art. The nobler natures among the artists counted upon exciting the moral-religious forces in such a public, and the appeal to a moral order of the world operated vicariously, when in reality some powerful artistic spell should have enraptured the true hearer. Or again, some imposing or at all events exciting tendency of the contemporary political and social world was presented by the dramatist with such vividness that the hearer could forget his critical exhaustion and abandon himself to similar emotions, as, in patriotic or warlike moments, before the tribune of parliament, or at the condemnation of crime and vice: – an estrangement of the true aims of art which could not but lead directly now and then to a cult of tendency. But here there took place what has always taken place in the case of factitious arts, an extraordinary rapid depravation of these tendencies, so that for instance the tendency to employ the theatre as a means for the moral education of the people, which in Schiller's time was taken seriously, is already reckoned among the incredible antiquities of a surmounted culture. While the critic got the upper hand in the theatre and concert-hall, the journalist in the school, and the press in society, art degenerated into a topic of conversation of the most trivial kind, and æsthetic criticism was used as the cement of a vain, distracted, selfish and moreover piteously unoriginal sociality, the significance of which is suggested by the Schopenhauerian parable of the porcupines, so that there has never been so much gossip about art and so little esteem for it. But is it still possible to have intercourse with a man capable of conversing on Beethoven or Shakespeare? Let each answer this question according to his sentiments: he will at any rate show by his answer his conception of "culture," provided he tries at least to answer the question, and has not already grown mute with astonishment.

On the other hand, many a one more nobly and delicately endowed by nature, though he may have gradually become a critical barbarian in the manner described, could tell of the unexpected as well as totally unintelligible effect which a successful performance of Lohengrin, for example, exerted on him: except that perhaps every warning and interpreting hand was lacking to guide him; so that the incomprehensibly heterogeneous and altogether incomparable sensation which then affected him also remained isolated and became extinct, like a mysterious star after a brief brilliancy. He then divined what the æsthetic hearer is.

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He who wishes to test himself rigorously as to how he is related to the true æsthetic hearer, or whether he belongs rather to the community of the Socrato-critical man, has only to enquire sincerely concerning the sentiment with which he accepts the wonder represented on the stage: whether he feels his historical sense, which insists on strict psychological causality, insulted by it, whether with benevolent concession he as it were admits the wonder as a phenomenon intelligible to childhood, but relinquished by him, or whether he experiences anything else thereby. For he will thus be enabled to determine how far he is on the whole capable of understanding myth, that is to say, the concentrated picture of the world, which, as abbreviature of phenomena, cannot dispense with wonder. It is probable, however, that nearly every one, upon close examination, feels so disintegrated by the critico-historical spirit of our culture, that he can only perhaps make the former existence of myth credible to himself by learned means through intermediary abstractions. Without myth, however, every culture loses its healthy, creative natural power: it is only a horizon encompassed with myths which rounds off to unity a social movement. It is only by myth that all the powers of the imagination and of the Apollonian dream are freed from their random rovings. The mythical figures have to be the invisibly omnipresent genii, under the care of which the young soul grows to maturity, by the signs of which the man gives a meaning to his life and struggles: and the state itself knows no more powerful unwritten law than the mythical foundation which vouches for its connection with religion and its growth from mythical ideas.

Let us now place alongside thereof the abstract man proceeding independently of myth, the abstract education, the abstract usage, the abstract right, the abstract state: let us picture to ourselves the lawless roving of the artistic imagination, not bridled by any native myth: let us imagine a culture which has no fixed and sacred primitive seat, but is doomed to exhaust all its possibilities, and has to nourish itself wretchedly from the other cultures – such is the Present, as the result of Socratism, which is bent on the destruction of myth. And now the myth-less man remains eternally hungering among all the bygones, and digs and grubs for roots, though he have to dig for them even among the remotest antiquities. The stupendous historical exigency of the unsatisfied modern culture, the gathering around one of countless other cultures, the consuming desire for knowledge – what does all this point to, if not to the loss of myth, the loss of the mythical home, the mythical source? Let us ask ourselves whether the feverish and so uncanny stirring of this culture is aught but the eager seizing and snatching at food of the hungerer – and who would care to contribute anything more to a culture which cannot be appeased by all it devours, and in contact with which the most vigorous and wholesome nourishment is wont to change into "history and criticism"?