The Last Stalinist: The Life of Santiago Carrillo

The performance of the revolutionary committee and the Socialist Youth in Madrid can best be described as pathetic. Once it was clear that revolutionary threats had not diverted Alcalá Zamora from bringing the CEDA into the cabinet, the Socialist leaders went to ground. No arms were distributed and the masses were left without instructions. No serious plans for a rising had been made. The only militia group with arms, led by Manuel Tagüeña of the FJS, clashed with Assault Guards in the La Guindalera district of Madrid. After a skirmish, they were quickly disarmed and arrested.1 (#litres_trial_promo) Amaro del Rosal, one of Carrillo’s more extremist comrades on the revolutionary committee, denied participation. In a sense, he was telling the truth. When Manuel Fernández Grandizo of the Izquierda Comunista met Del Rosal in a Madrid street on 5 October, he asked him what the revolutionary committee planned. Del Rosal allegedly replied, ‘if the masses want arms, they had better go and look for them, then do what they like’. In his own account, he complained that the crisis had come too soon, that the CNT had failed to collaborate and that the authorities had blocked any military assistance by confining troops to their barracks.2 (#litres_trial_promo)

The October issues of Renovación were confiscated by the police and the paper was shut down until 1936. After the failure of the ‘revolution’, Amaro del Rosal escaped to Portugal but was repatriated by Salazar’s police. Carrillo was imprisoned in the Cárcel Modelo in Madrid along with his father and most of the leadership of the revolutionary committee, including Largo Caballero. The editor of El Socialista, Julián Zugazagoitia, was also imprisoned and the entire Socialist press was silenced. The clandestine life of the movement was, in fact, directed from the prison.3 (#litres_trial_promo) Tens of thousands of workers were imprisoned. Many more lost their jobs. In Asturias, torture was used in interrogations, and military courts passed out many death sentences against miners’ leaders. All over Spain, Socialist local councils (ayuntamientos) were replaced by government nominees. The Casas del Pueblo were closed and the unions were unable to function.4 (#litres_trial_promo)

Many Socialist trade unionists, including the Asturian miners’ leaders, believed that the lesson of October and the subsequent repression was the same as that of the events of 1917. The movement would always lose in direct confrontation with the apparatus of the state. The members of the revolutionary committee, however, did not view the 1934 events as a defeat. Whether this was merely self-deception or a cynical ploy to cover their own ineptitude is not clear. Carrillo in particular, showing a capacity for unrealistic optimism that would characterize his entire political life, was convinced that the overall balance had been positive. His logic was that Gil Robles had been shown that the peaceful establishment of fascism would not be permitted by the working class. The brief success of the Alianza Obrera in Asturias profoundly strengthened his conviction that eventual revolution required a united working class. This view briefly brought him closer to the Trotskyists and inevitably fed the suspicions of ‘fat Carmen’, the KIM representative who was watching him closely. The Spanish Communist Party, the Partido Comunista de España, was also calling for proletarian unity. Hitherto, as part of its ‘class against class’ line, it had denounced Socialists as ‘social fascists’ because, so the logic went, reformism perpetuated bourgeois society. In the aftermath of the triumph of Nazism which had been facilitated by the reformism of the German Socialists, the line was softened and the PCE had entered the Alianza Obrera. Now the PCE sought to derive – largely undeserved – credit for Asturias and, with it, ownership of the most powerful symbol of working-class unity. The Communist fabrication of its own revolutionary legend would increase its attractiveness to the FJS.5 (#litres_trial_promo)

After his arrest on 14 October, Largo Caballero assured the military judge investigating his case that he had taken no part in the organization of the rising. Later, on 7 November, he told the Cortes committee that had to decide whether his parliamentary immunity could be waived for him to be prosecuted: ‘I was in my house … and I issued an instruction that anyone who came looking for me should be told that I was not there. I gave that order, as I had done in the past, because I was playing no part in what was going on, I was having nothing to do with anything that might happen; I did not want to have any contact with anyone, with anyone at all.’6 (#litres_trial_promo) The scale of the repression provided some justification. Araquistáin later claimed that ‘only a madman or an agent provocateur’ would have admitted participation in the preparation of the rising because such an admission of guilt would have been used by the CEDA to justify carrying through its determination to smash both the PSOE and the UGT.7 (#litres_trial_promo)

Nevertheless, what Largo Caballero said in his defence was completely plausible in the light of the total failure of the movement in Madrid. Shortly before he was arrested, Carrillo had asked him, ‘What shall I tell the militias?’ To the young revolutionary’s surprise, Largo Caballero had replied, ‘Tell them anything you like,’ adding, ‘If you get arrested, say that this was spontaneous and not organized by the party.’8 (#litres_trial_promo) However, Largo Caballero’s memoirs suggest that he continued to see himself as a revolutionary leader who had merely set out to deceive the bourgeois authorities. Initially, Carrillo was deeply disappointed both by Largo Caballero’s passivity in October and by public denials being made by the man now hailed as ‘the Spanish Lenin’. However, in their frequent conversations walking around the exercise yard, he was flattered by the apparent pleasure with which Largo listened to his harangues about the need to bolshevize the PSOE. That and his own optimism reconciled him to his hero. At this stage, they were still extremely close. Harking back to the warm relations between the two families, Largo Caballero called him ‘Santiaguito’ and other prisoners referred to him as ‘the boss’s spoiled child’.9 (#litres_trial_promo) Certainly, Largo Caballero’s denials played directly into the hands of the Communists, who were only too glad to assume the responsibility. The secretary general of the Spanish Communist Party, José Díaz Ramos, visited him in prison and suggested that the PCE and the PSOE jointly claim to have organized the revolution. Largo Caballero refused. His denial of any responsibility was a potentially counter-productive tactic. It gave credibility to Communist claims that the October events showed that the PSOE and Largo Caballero were incapable of making a revolution. It ensured that 1935 was the period of ‘the great harvest’ for the Communists.10 (#litres_trial_promo) Santiago Carrillo was to be an important part of that harvest, yet at the time he seems to have taken Largo Caballero’s excuses at face value.

Carrillo and the other prisoners lived in a kind of euphoric isolation, able to discuss politics all day without the preoccupations of daily life. Carrillo’s main concern was the health of his mother, who had serious heart problems, and he missed his girlfriend, Asunción ‘Chon’ Sánchez Tudela, a beautiful nineteen-year-old Asturian brunette whom he had met earlier in the year. Otherwise, he and the other political prisoners enjoyed relatively pleasant conditions. Carrillo had a typewriter and plenty of books in his cell. He claimed later to have spent most of his time reading the classics of Marxism until the early hours of every morning. He was particularly impressed by Trotsky. Indeed, he later described this period as his ‘university’. The warders put no obstacles in the way of the sending and receiving of correspondence or the virtually unlimited visits from comrades who brought them the legal press. To his surprise, the normally dour Largo Caballero was very good humoured.11 (#litres_trial_promo)

It was not long before Carrillo and the other imprisoned revolutionaries were blaming the less radical sections of the Socialist movement for the defeat of October. From that it was a short step to trying to hound the reformists out in order to build a ‘proper’ Bolshevik party. Initially, they were not concerned about the Besteiristas since they had already been defeated within the UGT and many affiliated trade union federations in early 1934. Besteiro had opposed the revolutionary project and had stood aside in October. Nevertheless, during the October events, a group of extremists from the FJS had stoned Besteiro’s home. In consequence, he virtually withdrew from the political stage for a time.12 (#litres_trial_promo) However, renewed calls for his expulsion from the PSOE finally provoked his followers to take up his defence against the youthful bolshevizers. That was not to be until June 1935. In the meantime, Carrillo and his allies concentrated their fire on Indalecio Prieto. The irony of that was that it had been Prieto’s followers in Asturias who had taken the most active part in the events of October.

Egged on by Carrillo, Largo Caballero began to take up ever more revolutionary positions. In part, this reflected his acute personal resentment of Prieto, who with backing from the Asturian miners and the Basque metalworkers hoped to rebuild the democratic Republic of 1931–3. In the view of both Prieto and the Republican leader and ex-Prime Minister Manuel Azaña, the vindictive policies of the Radical–CEDA coalition were provoking a great national resurgence of support for the Republic. Accordingly, Prieto argued that the immediate goal for the left had to be the recapture of state power by a broad coalition that could ensure electoral success and thus bring working-class suffering to an end. In contrast, Carrillo and Largo Caballero believed that the repressive policies of the Radical–CEDA cabinet had dramatically undermined all working-class faith in the reforming possibilities of the Republic.13 (#litres_trial_promo)

In early 1935, those members of the PSOE executive committee not in prison were highly receptive to the arguments sent out by Prieto from his exile in Belgium in favour of a broad coalition with the Left Republicans. Their views were publicized within the Socialist movement in April by means of a circular which made an intelligent plea for the use of legal possibilities to defend the working class.14 (#litres_trial_promo) The imprisoned Largo Caballero was informed about this initiative but did not object. Nevertheless, it infuriated Carrillo and the bolshevizers who advocated an exclusively proletarian revolutionary bloc. Prieto, thinking in terms only of a legal road to power, knew that not to ally with the Republicans would result in a disastrous three-sided contest as had happened in the elections of 1933. He was determined not to let the party fall into the hands of the extremist youth who, he believed, had to be obliged to accept party discipline.15 (#litres_trial_promo)

Prieto could count on support from the Asturian miners’ leader Ramón González Peña, who was widely considered to be the hero of October and had recently escaped a death sentence. In a letter to Prieto, González Peña called for a broad anti-fascist front for the next elections. He bitterly criticized Largo Caballero and his imprisoned comrades for denying participation in the events of October. His greatest outrage was reserved for ‘the kids of the FJS’ for their demands that the PSOE be bolshevized, that Besteiro and his followers be expelled and that Prieto and the ‘centrists’ be marginalized: ‘It would be an enormous shame if we were to suffer the misfortune of being led by the son of [Wenceslao] Carrillo and company.’ Copies of the letter, along with a similar letter from young Asturian members of the FJS imprisoned in Oviedo, were circulated throughout the Socialist Party, much to the annoyance of the imprisoned Caballeristas. Carrillo and others had sent González Peña a set of questions with the intention of getting his support for their plans. When they saw his answers in favour of electoral coalition and against the purging of the party, they refused to publish them.16 (#litres_trial_promo) To their chagrin, Prieto had at his disposal his own newspaper, El Liberal de Bilbao, within whose pages he and Republicans could advocate an electoral alliance.17 (#litres_trial_promo)

The fact that the reformist policies of the Republican–Socialist coalition had provoked the fury of the right convinced Carrillo that Spain’s structural problems required a revolutionary solution. However, Prieto was correct that most of the Socialists’ problems derived from Largo Caballero’s tactical error before the elections of 1933. Out of government, no change, reformist or revolutionary, could be introduced. October had exposed the Socialists’ inability to organize a revolution. Thus two valid positions were possible: Prieto’s advocacy of the electoral return to power and the gradualist road to socialism; and the one principally advocated by the Trotskyists, which recognized the revolutionary incompetence of both the PSOE and the PCE and aimed at the long-term construction of a genuine Bolshevik party. This was a position that Carrillo found attractive. However, both these strategies required a prior electoral victory.18 (#litres_trial_promo)

The radical youth’s counter-attack against Prieto took the form of a long pamphlet, signed by the FJS president, Carlos Hernández Zancajo, entitled Octubre: segunda etapa. In fact, it had been written largely by Amaro del Rosal and Santiago Carrillo.19 (#litres_trial_promo) The purpose was threefold: to cover up the FJS’s failures in the October events in Madrid, to combat Prieto’s interpretation of the Asturian rising as an attempt to defend the Republic, and to eradicate the influence of both Besteiro and Prieto from the Socialist movement as a first step to its bolshevization. The pamphlet began with a largely mendacious interpretation of the activities of the workers’ movement during 1934. Its authors pointed out correctly that the strikes of the construction workers, metalworkers and peasants had dissipated working-class energies while failing to mention that the ‘union organization’ blamed for these tactical errors was actually dominated at the time by members of the FJS. They blamed the defeat of October on Besteiro’s reformists, which was absurd. This was used to justify the ‘second stage’ announced in the pamphlet’s title, the expulsion of the reformists and the bolshevization of the PSOE, which signified the adoption of a rigidly centralized command structure and the creation of an illegal apparatus to prepare for an armed insurrection. Inhibited by Asturian backing for Prieto, the authors did not dare call for his expulsion but aggressively demanded the abandonment of his ‘centrist’ line in favour of their revolutionary one.20 (#litres_trial_promo)

Prieto and others were convinced that the pamphlet had been concocted during the authors’ walks around the prison patio or courtyard with Largo Caballero. Years later, despite being the subject of rapturous praise in the pamphlet, Largo Caballero claimed that it had been published without his permission and that, deeply annoyed, he had protested to Carrillo. Carrillo himself was to admit later that his group had acted without the boss’s authorization. Later still, he categorized the view expressed in the pamphlet as puerile, deriving from ‘infantile leftism’.21 (#litres_trial_promo) In an interview published in December 1935, however, Largo Caballero agreed with much of the pamphlet, albeit not with its demand for expulsions and for entry into the Comintern.22 (#litres_trial_promo)

In response to the insulting attacks of the FJS pamphlet, the Besteiristas were emerging from their silence.23 (#litres_trial_promo) They founded a publication to defend their ideas. Called Democracia, it appeared weekly from 15 June to 13 December. Its lawful appearance was taken by Carrillo’s crony Segundo Serrano Poncela as proof of the Besteirista treachery to the Socialist cause.24 (#litres_trial_promo) This point of view was given some credibility by Besteiro’s inaugural lecture, ‘Marxism and Anti-Marxism’, on being elected to the Academy of Political and Moral Sciences. In this long and tortuous lecture, given on 28 April 1935, Besteiro set out to prove that Marx had been hostile to the notion of the dictatorship of the proletariat. He infuriated the imprisoned bolshevizers with his insinuations that the violence of the Socialist left was hardly distinguishable from fascism.25 (#litres_trial_promo) A devastating reply to Besteiro’s lecture by Largo’s most competent adviser, Luis Araquistáin, appeared in the doctrinal journal Leviatán, which had survived the repression of the Socialist media. Araquistáin’s articles were of a notably higher level of theoretical competence than Octubre: segunda etapa and their demolition of the inaugural lecture ensured Besteiro’s withdrawal from the PSOE leadership stakes.26 (#litres_trial_promo)

With Besteiro eliminated, in late May Prieto returned to the fray with a series of highly influential articles. Collectively entitled Posiciones socialistas, they were published shortly afterwards as a book. The first two restated the need to avoid the great tactical error of 1933, arguing that the right would be united at the next elections and an exclusively workers’ coalition would be the victim of anarchist indiscipline. For Prieto, only a Republican–Socialist coalition could guarantee an amnesty for political prisoners. The last three articles set out, in mild yet firm language, to expose some of the more absurd contradictions of Octubre: segunda etapa. Prieto indignantly dismissed the right of untried youngsters to call for the expulsion of militants who had dedicated their lives to the PSOE and pointed out that the accusations made against various sections of the Socialist movement by the pamphlet were most applicable to the FJS itself. Above all, he denounced the bolshevizers’ dictatorial tendencies and proposed a party congress to settle the direction that the movement was to take.27 (#litres_trial_promo)

With Carrillo’s name on the cover, Octubre was reissued with a reply to Prieto. Largo Caballero’s friend Enrique de Francisco wrote to Prieto to say that he had no right to make party policy in bourgeois newspapers. Prieto replied that the same moralistic view had not inhibited the Socialist Youth from advocating bolshevization. More stridently, the journalist Carlos de Baraibar, in consultation with Largo Caballero, prepared a book attacking the ‘false socialist positions’ of Prieto. In criticizing him for breaking party discipline by publicizing his ideas, Baraibar conveniently forgot that the FJS had not hesitated to broadcast its controversial views.28 (#litres_trial_promo) The extremism of the FJS was seriously dividing Spanish socialism. While the repressive policies of the CEDA–Radical government and the existence of thousands of political prisoners made revolutionary propaganda attractive, they also ensured a sympathetic mass response to Prieto’s call for unity and a return to the progressive Republic of 1931–3. An indication of the bitterness being engendered was shown in the summer of 1935 when the Caballeristas produced a legal weekly newspaper called Claridad. Its pages loudly backed the FJS call for the expulsion of the Besteiristas and the marginalization of the Prietistas.29 (#litres_trial_promo)Democracia responded by arguing that the bolshevization campaign was just a smokescreen to divert attention from the FJS’s failures in October 1934. When Saborit made the gracious gesture of visiting the prisoners in the Cárcel Modelo, Largo Caballero rudely refused to shake his hand or even speak to him.30 (#litres_trial_promo)

Everything changed after the Seventh Congress of the Comintern was held in Moscow in August 1935. The secretary general, Giorgi Dimitrov, launched a call for proletarian unity and a broad popular front of all anti-fascist forces. Already, in a speech on 2 June, the PCE secretary general, José Díaz, had openly called for union with the PSOE. On 3 November, he declared that the Seventh Congress showed the need for a Popular Front.31 (#litres_trial_promo) Carrillo was delighted. In prison, he and Hernández Zancajo lived in close proximity to their comrades from the UJC, Trifón Medrano and Jesús Rozado. They were aware that in October 1934 there had been some collaboration on the ground between the rank-and-file militants of their respective organizations. Now their daily encounters and discussions favoured the eventual unification of their organizations.32 (#litres_trial_promo)

The FJS delegate at the Comintern congress, José Laín Entralgo, reported back enthusiastically that the Communist union, the Confederación General de Trabajo Unitaria (CGTU), would amalgamate with the UGT. He also claimed that the switch of tactics meant that Moscow had returned sovereignty to the various national parties and that there was therefore no longer any reason why the FJS should not join the Comintern.33 (#litres_trial_promo) Carrillo was already trying to secure the incorporation of the Trotskyist Bloc Obrer i Camperol and the Communist Youth into the PSOE as part of the process of bolshevizing the party. Writing in Leviatán, Araquistáin rightly suggested that Moscow’s fundamental objective with the Popular Front tactic was to ensure that liberal and left-wing anti-fascist governments would be in power in the West to ensure favourable alliances should Germany declare war on the USSR. Far from breaking with the old Comintern habit of dictating the same policy for each country, as the FJS fondly thought, the new tactic confirmed the dictatorial customs of the Third International. Araquistáin accepted the need for proletarian unity but rejected the notion of alliance with the bourgeois left.34 (#litres_trial_promo)

Largo Caballero was keen on working-class unity as long as it meant the absorption of the Communist working-class rank and file into the UGT. However, he remained hostile to an electoral coalition with the Left Republicans and, like Araquistáin, he opposed the idea of the PSOE joining the Comintern.35 (#litres_trial_promo) For this reason, Carrillo had to be circumspect in all the negotiations with the imprisoned UJC members and crucially with the most senior Comintern representative in Spain, the Argentinian Vittorio Codovila, codenamed ‘Medina’. The director of the Cárcel Modelo turned a blind eye as Codovila was smuggled into the prison as part of a family party visiting Carrillo. Codovila was surprised by Carrillo’s readiness to accept all of the conditions requested by the Communists. All he wanted in return was for the name of the new organization to be the Juventudes Socialistas Unificadas. His reasoning was that if the FJS lost the word ‘Socialista’ from its title, it would lose its seat on the PSOE executive and be less able to continue the struggle to purge Prieto and bolshevize the party.36 (#litres_trial_promo)

On the first anniversary of the October insurrection, the FJS had issued a circular signed by Santiago Carrillo authorizing its local sections to draft joint manifestos with the UJC but not to organize joint commemorations since the PSOE had decreed that the FJS could hold joint events only with other Socialist organizations. The circular noted regretfully that the PSOE had in fact made no arrangements to celebrate the anniversary. However, it recommended that local FJS sections organize their own publicity for the anniversary and to do so stressing that ‘October had been a proletarian movement to conquer power’, that the Socialist Party had been its only leader (something that the PSOE leadership never acknowledged) and that October had halted ‘the rise of fascism’.37 (#litres_trial_promo)

In mid-November, Carrillo received a letter from the left-wing Socialist and feminist Margarita Nelken, who was exiled in Russia. She enclosed some Soviet pamphlets including a Spanish translation of Dimitrov’s speech to the Seventh Congress of the Comintern. He thought the speech ‘magnificent’, although he still had doubts about the Comintern leader’s readiness to make an alliance with the bourgeoisie without first securing the broad unity of the working class. In the package was a copy of a photograph of Largo Caballero that had been distributed among the crowd during an event in Moscow’s Red Square. When Carrillo showed him the photo, Largo Caballero was suitably flattered. Carrillo reported back that ‘the boss is in magnificent form, without any hesitation going further every day in the same direction as the Juventudes’.38 (#litres_trial_promo)

Meanwhile, on 14 November, Manuel Azaña, writing on behalf of the various Left Republican groups, formally proposed an electoral alliance to the PSOE executive. Faced with a dramatic choice, Largo Caballero quickly convoked a joint session of the PSOE, UGT and FJS executives for 16 November. Azaña’s proposal was accepted after Largo Caballero had acknowledged the absurdity of repeating the error of 1933. Carrillo and Amaro del Rosal followed the Comintern line and also spoke strongly in favour of the electoral alliance. Carlos Hernández Zancajo, however, opposed it. He thereby anticipated divisions inside Caballerista ranks that would seriously damage the Socialist movement during the Civil War, between those unswervingly committed to the Soviet Union and those, like Hernández Zancajo, for whom revolutionary politics were not understood as synonymous with Soviet interests. Determined that dealings with the bourgeois Republicans should not strengthen the Prietista wing of the Socialist movement, Largo Caballero insisted that any coalition should extend to other working-class organizations including the Communist Party. Carrillo was delighted. The UGT executive decided to open negotiations with the PCE for the incorporation of the Communist CGTU into the UGT. Moreover, Largo Caballero insisted that the Popular Front electoral programme should be approved by the PCE and the CGTU as well as by the FJS, the PSOE and the UGT.39 (#litres_trial_promo) In contrast, Prieto feared that the disproportionate weight to be given to the Communist Party would damage the interests of the PSOE. He was also opposed to the idea that the programme required FJS approval since he was adamant that to consider it as an autonomous organization was entirely contrary to the PSOE’s statutes.40 (#litres_trial_promo)

Two weeks later, Carrillo published a typically triumphalist article that crowed over the defeat of reformist elements in the Socialist movement. He stated that the changes of strategy effected by the Comintern placed the FJS on ‘a similar political plane to the Communists’. His statement that ‘prior negotiations’ were moving ahead made it clear that the FJS was drawing ever nearer to the UJC. He dismissed as groundless any suspicion that unification would effectively mean a take-over of the Socialist Youth by the Communists. He argued that, if there was unity of purpose of the revolutionary elements on both sides, only the reformists could have any grounds for concern. He ended with the resounding declaration that ‘the knots that tie us to the affiliates of the Moscow International will end up untying those that still link us to certain “socialists”’.41 (#litres_trial_promo)

He crowed too soon. On 16 December, there was a meeting of the PSOE National Committee, at which Largo Caballero reiterated his view that any electoral coalition should be dominated by the workers’ organizations. Before a full-scale discussion could take place, Prieto criticized the activities of Carrillo and the FJS leadership. More importantly, he raised a procedural issue about the relationship of the parliamentary group to the PSOE executive. In immensely complicated circumstances, Largo Caballero resigned as president of the PSOE. After Largo Caballero had stormed out of the meeting, Prieto was able successfully to propound his moderate vision of the Republican–Socialist electoral coalition. The Caballerista desire that negotiations with the Republicans be carried out by a workers’ bloc including the FJS, the PCE and the CGTU was stymied. The resignations of Largo Caballero and three of his closest lieutenants, Enrique de Francisco, Wenceslao Carrillo and Pascual Tomás, meant that there would have to be a party congress in the spring to elect a new National Committee. This was clearly conceived as the first step to clearing out the centrists from the party and securing the bolshevizing objective of a centralized party hierarchy. However, it was a gamble that, in immediate terms, broke the control of both the party and the union established by the Caballeristas after the defeat of Besteiro in January 1934. Now the movement was divided, with the UGT in the hands of the Caballeristas and the PSOE in the hands of the Prietistas. In his formal letter of resignation, Largo Caballero revealed his motives. It was a step to securing a unanimous executive, as the ‘homogeneous organ of an iron leadership’: ‘We have resolved to keep on the October road.’ The gamble failed because, for a variety of complex reasons related to the tense political situation, that congress never materialized.42 (#litres_trial_promo)

This development in the higher echelons of the Socialist movement may have pushed an impatient Carrillo nearer to thinking that his revolutionary ambitions would be better fulfilled within the Communist Party. In the meantime, at the end of December 1935, in the first issue of the newly legalized Renovación, the FJS justified its acceptance of the Popular Front in terms of securing an electoral victory to put an end to ‘this painful situation’. Nevertheless, as might have been expected, Carrillo did not renounce the maximalist objectives of revolution and dictatorship of the proletariat, calling for proletarian organizations to prepare their cadres for the coming struggle and urging them to intensify the work of purging the PSOE of reformist elements.43 (#litres_trial_promo) During the Socialist election campaign, Largo Caballero harped on the need for proletarian unity and for the transformation of capitalist society. His superficially revolutionary rhetoric delighted his working-class audiences all over Spain. At one point, on 11 February 1936, with José Díaz he addressed a joint PSOE–PCE meeting on the subject of unity, by which both orators meant the take-over of the entire working-class movement by their own organizations.44 (#litres_trial_promo)

During the night of 16 February, Carrillo and his comrades waited anxiously for the election results and news as to whether there would be an amnesty. The next morning they heard the first rumours of the Popular Front victory and the noise of a huge crowd approaching the prison. It was a demonstration demanding their release. He and the others who, like him, were still awaiting trial were freed on the evening of 17 February.45 (#litres_trial_promo) Carrillo immediately applied for a passport to travel to Russia, which was issued on 24 February in Madrid. He was going to Moscow as part of a joint delegation of the FJS and the UJC to attend a congress of the Communist Youth International and to discuss the forthcoming unification with the leadership of the KIM. Before leaving, he had several meetings with Vitorio Codovila at the apartment of Julio Álvarez del Vayo, Araquistáin’s brother-in-law. The Comintern representative was now grooming him and chose intelligently not to reprimand him for the near-Trotskyist views expressed in Octubre: segunda etapa. Carrillo himself said later of Codovila, ‘I am indebted to him for becoming a Communist.’46 (#litres_trial_promo)

On the trip to Moscow, he was accompanied by Federico Melchor and the two UJC representatives, Trifón Medrano and Felipe Muñoz Arconada. In the Soviet capital, he was utterly bedazzled. After a year incarcerated with Largo Caballero, despite his residual affection for his father’s friend, Carrillo was beginning to suspect that the PSOE was yesterday’s party. The Socialist leadership of middle-aged men rarely allowed young militants near powerful positions in its sclerotic structures. He might be Largo Caballero’s spoilt favourite, but other senior Socialists treated him with suspicion. In Moscow, he was inspired by the sight of armed workers marching in the streets. Moreover, he was fêted as a celebrity. He described as a ‘fairy tale’ being accommodated in the luxurious Savoy Hotel and transported everywhere in a chauffeur-driven limousine to see the sights – Red Square, Lenin’s mausoleum, the Kremlin and the Bolshoi. He was even more impressed to be presented to the leaders of the Comintern, Giorgi Dimitrov and Dimitry Manuilsky, and to the secretary general of the KIM, Raymond Guyot, and his deputy, the Hungarian Mihály Farkas (‘Michael Wolf’). Barely two months after his twenty-first birthday, Carrillo was thrilled to be addressed as an equal by his heroes, especially the giant Dimitrov, who had been arrested in Berlin in March 1933 for his alleged part in the burning down of the Reichstag and then became an international hero after his courageous defence at the subsequent trial. Carrillo was entranced when Dimitrov modestly waved away talk of his exploits in the Reichstag trial. Apparently on this trip, Carrillo acquired a taste for vodka and caviar.47 (#litres_trial_promo)

He admitted later that the fusion with the UJC was merely the opening step of a project to take first the FJS and then the entire Socialist movement into the Communist International. In his submission to the KIM, he declared that the maintenance of the organizational structure of the Socialist Youth was a necessary interim measure dictated by the need first to complete the purging of the PSOE. This trip inevitably had a crucial influence on his subsequent development. The KIM, with its headquarters in Moscow, was closely invigilated by the Russian intelligence service, the NKVD (the People’s Commissariat for Internal Affairs), and Soviet Military Intelligence (Glavnoe Razvedupravlenie, or GRU). Having been identified by Codovila as a potential Comintern star, Carrillo would have been vetted anyway, but the process was probably more rigorous because of suspicions of his Trotskyist leanings reported by ‘fat Carmen’.48 (#litres_trial_promo) Like all prospective Comintern leaders, Carrillo would have been obliged to convince his Moscow bosses, particularly the hard-line Stalinist Farkas/Wolf, that he would fully collaborate with the Soviet security services.49 (#litres_trial_promo) It seems to have been no hardship. Seduced by Dimitrov, Manuilsky and other heroes, the young man who had presumed to argue that the FJS should dictate Socialist strategy would happily accept the diktats of the Kremlin. His first lesson was to accept that Trotsky was a traitor. The second was that the mission of a united youth movement was not to forge an elite revolutionary vanguard but to recruit a mass youth organization.

Even though it had been long coming, Carrillo’s change of position was breathtaking. He had played a significant part in encouraging the capricious and vacuous revolutionary rhetoric of Largo Caballero that had contributed to the disaster of October 1934. He had been a central figure in the project to bolshevize the PSOE and had done significant damage to the moderate and more realistic wings of the Socialist movement. Gil Robles and Salazar Alonso knew that Largo Caballero’s revolutionary threats were meaningless. In contrast, the insistent demands of Carrillo and the FJS leadership in Renovación for the conquest of power and the dictatorship of the proletariat can only have terrified moderates on the Spanish right and played into the hands of the conspiratorial extremists. The same can be said about Octubre: segunda etapa. Yet now he put all that behind him without apology or regret. He used to say in later life, ‘Repentence does not exist.’ Having contributed to the intensification of hatreds in Spain and thus weakened the Republic, he had now initiated a process that would mortally wound the party of his father and his patron. In doing so, he demonstrated a poisonous cocktail of vaulting ambition, supreme self-confidence and irresponsibility.

After the Civil War Carlos de Baraibar commented bitterly on the manic enthusiasm of Carrillo and Melchor for everything they had seen in the Soviet Union. On their return, ‘they spoke extravagantly about the people, their achievements, their laboratories and even their toilets’. He believed that, in a sense, they had been corrupted by the experience. ‘In Moscow,’ he wrote,

they, like many simple souls before them, had found their road to Damascus and, on their return, began to sketch wild plans for the reorganization of the youth movement that signified the undermining of its revolutionary essence. They brought back with them a confused mixture of totalitarian illusions of recruiting the entire young population of Spain, ambition to create a colossal organization and sheer village idiocy. They were seduced by the bewildering panoply of figures, tables and statistics cleverly put before them.50 (#litres_trial_promo)

Shortly after Carrillo’s return to Madrid, a joint meeting was held of the FJS and UJC executive committees to consider the report that the delegation had elaborated in Moscow in favour of a new mass united movement. The report was approved as the basis for unification and a joint national committee set up to implement the fusion process. Much effort had been made to combat suspicions that the Socialist movement was about to lose its youth movement to the Communists. Rather, it was hoped to reassure Largo Caballero that the UJC would be absorbed into the FJS. However, in practice, as could have been anticipated, that was not what happened, given Carrillo’s ever closer links to Moscow. Public meetings were held in local sections of both organizations to propagate the unification. They culminated in a mass gathering at the Las Ventas bull-ring in Madrid on Sunday 5 April 1936. In his speech on that occasion, Carrillo declared that what was happening repaired the schism of 1921 which had seen the radical wing of the PSOE depart to form the PCE. The event at Las Ventas was followed throughout May and July 1936 by meetings of the provincial sections of the FJS and UJC to prepare for a great national conference of unification which, because of the outbreak of civil war, never took place. In those months, the joint membership of 100,000 was swollen to 140,000.51 (#litres_trial_promo)

Retrospectively, Largo Caballero recalled his reaction in similar terms to those of Baraibar. He claimed that when Carrillo and others came to explain the proposed organizational plans, he told them that their plans for a mass youth movement undermined the purpose of the FJS as an elite training school for future PSOE leaders. He declared uncompromisingly that he now considered the FJS to be dead and, with it, the hope that it would be a bulwark for the Socialist Party. Carrillo tried to convince him of his good faith and his loyalty. He made ‘a solemn promise that he would create a formidable organization that was totally socialist’.52 (#litres_trial_promo)

Amaro del Rosal, who was one of those present when Largo Caballero was informed of the unification, recalled his distress: ‘his eyes filled with tears’. Carrillo had effectively delivered a shattering blow to the PSOE, undermining its political future. As Largo Caballero perceived, he was delivering to the PCE, in the words of Helen Graham, ‘a political vanguard which undoubtedly included many potential national and provincial leaders’. There were those, Serrano Poncela among them, who were alarmed that Carrillo now talked of creating a mass organization contrary to the traditional perception of the FJS as an elite training ground for the PSOE. Although Carrillo made a speech in which he paid tribute to Largo Caballero, the damage had been done.53 (#litres_trial_promo)

Carrillo took part in a meeting of the Communist Party Central Committee on 31 March, at which he suggested that the new JSU, the Juventudes Socialistas Unificadas, should seek membership of the KIM and that the PSOE should unite with the PCE and join the Comintern. Attendance at Central Committee meetings was a privilege not normally extended to outsiders.54 (#litres_trial_promo) Carrillo would not formally join the Communist Party for another six months, but there is reason to believe that he was already a Communist in all but name. In 1974, he admitted that, on his return from Moscow, ‘I had begun to become a Communist. I did not join the Party immediately, although I began to collaborate with the Communists and was even invited to take part in meetings of the Central Committee. I had not yet joined because I was still hopeful of bringing about the unification of the Socialist and Communist parties.’55 (#litres_trial_promo)

The procedure whereby the new executive committee of the JSU was appointed in September 1936 was extremely opaque. There were fifteen members, of whom seven were Communists, although several of the eight Socialists were so close to the PCE as made little difference. Carrillo became secretary general of an organization that, despite its name, constituted a massive advance of Communist influence.56 (#litres_trial_promo) Those who perceived the creation of the Juventudes Socialistas Unificadas as the loss of the FJS to the Third International coined the nickname ‘Juventudes Socialistas Urssificadas’ (USSR in Spanish being URSS).57 (#litres_trial_promo)

When the military coup in Spain began on 18 July, Carrillo was in Paris where he had gone with Trifón Medrano and José Laín Entralgo to discuss with Raymond Guyot, the secretary general of the Communist Youth International, the problems posed by the meeting in Madrid with the comical German woman delegate of the Comintern, Carmen. In his memoirs, he recounted his heroic response to hearing of the military coup. In this version, for which there is no corroboration, all three immediately set off for the border. Crossing into Spain at Irún, they headed for San Sebastián and immediately got involved in an assault on an hotel where some rebel supporters had barricaded themselves in. Later, in a vain effort to reach Madrid, Carrillo and his companions spent some weeks fighting on the Basque front with a unit organized by the Basque Communist Party. Being extremely short-sighted, Carrillo was anything but a natural soldier. Eventually, they were able to cross into France and then back into Spain via Puigcerdà. The Communist veteran Enrique Líster claimed that the entire account was pure invention and that, during this period, Carrillo remained in Paris. Whatever the truth, it is clear that already, in those early weeks of the war, he was convinced that the only party with the sense of direction to take control of events was the PCE.58 (#litres_trial_promo)

When he got back to Madrid at the beginning of August, the JSU was already trying to turn its pre-war militia structure into proper fighting units. Carrillo claims that he was made political commissar of the JSU’s ‘Largo Caballero’ battalion which was fighting in defence of the city in the sierras to the north. His heroic picture of that period of his life is somewhat undermined by Manuel Tagüeña, a much more reliable witness, who suggested that Carrillo was involved in political rivalries that undermined the efforts of the Italian Fernando De Rosa to link the various units.59 (#litres_trial_promo) Certainly, his military career, if it took place at all, was brief. Given the vertiginous growth of the JSU, it was clear that Carrillo could be of most use in a political rather than a military capacity.

The JSU was being inundated with new recruits and soon had more militants than the adult membership of the PSOE and PCE combined.60 (#litres_trial_promo) At every level of society, the economy and the war effort, in industry and the nascent armed forces, JSU members were playing a key role. Accordingly, Carrillo was now working in Madrid on the practicalities of consolidating Communist control over this powerful new instrument. After prolonged hesitation, on 4 September 1936 Largo Caballero finally succumbed to Prieto’s arguments that the survival of the Republic required a cabinet backed by the working-class parties as well as the bourgeois Republicans. A true Popular Front government was formed in which Largo Caballero was both Prime Minister and Minister of War. It contained Communists as well as Socialists and Republicans. Two months later, on 4 November, with the Nationalist rebels already at the gates of Madrid, four representatives of the anarcho-syndicalist CNT would also join the cabinet.

By then, rebel air raids were intensifying. Far from undermining the morale of the Madrileños, they did the opposite and provoked a deep loathing of the self-styled ‘Nationalists’. Virtually every left-wing political party and trade union had established squads to eliminate suspected fascists. With their tribunals, their prisons and their executioners, they were known loosely as checas. Their targets were those assumed to be rebel supporters within the capital. This included both imprisoned and as yet undetected right-wingers, all of whom in the frantic conditions of the besieged capital were indiscriminately regarded as ‘fifth columnists’. The name was inadvertently coined by General Mola, who in early October had infamously stated that he had four columns poised to attack Madrid but that the attack would be initiated by a fifth column already inside the city.61 (#litres_trial_promo) On the basis of the massacres perpetrated in southern Spain by Franco’s African columns, it was believed that the rebels planned to kill anyone who had been a member of any party or group linked to the Popular Front, held a government post or was an affiliate of a trade union. Spine-chilling broadcasts from Seville made by General Gonzalo Queipo de Llano propagated fear and hatred.

In the claustrophobia generated by the siege, popular rage focused on the prison population. Among those detained were many who were considered potentially very dangerous. As rebel columns came ever nearer to the capital throughout October, there was growing concern about the many experienced right-wing army officers who had refused to honour their oath of loyalty to the Republic. These men boasted that they would form new units for the rebel columns once they were, as they expected, liberated. Anarchist groups were already randomly seizing prisoners and shooting them. On 4 November, Getafe to the south of Madrid fell and the four anarchist ministers joined the government. Advancing through the University City and the Casa de Campo, by 6 November the rebels were only 200 yards from the largest of the prisons, the Cárcel Modelo, in the Argüelles district.

In this context, the decision that Largo Caballero’s cabinet should leave for Valencia was finally taken in the early afternoon of 6 November. The two Communist ministers in the government, Jesús Hernández (Education) and Vicente Uribe (Agriculture), had argued the Party line that, even if the government had to be evacuated, Madrid could still be defended.62 (#litres_trial_promo) General José Miaja Menent, head of the 1st Military Division, that is to say, Military Governor of Madrid, was placed in charge of the defence of the capital and ordered to establish a body, to be known as the Junta de Defensa, which would have full governmental powers in Madrid and its environs. In fact, Largo Caballero and the fleeing cabinet believed that the capital was doomed anyway. In their view, the Junta was there merely to administer its surrender. Indeed, when Largo Caballero informed him of his new responsibilities, Miaja turned pale, sure that he was being sacrificed in a futile gesture.63 (#litres_trial_promo) Whether or not that was the intention, Madrid would survive the siege for another twenty-nine months.

Until the battle for the capital was resolved, Miaja’s awesome task was to organize the city’s military and civil defence at the same time as providing food and shelter for its citizens and the refugees who thronged its streets. In addition, he had to deal with the violence of the checas and the snipers and saboteurs of the ‘fifth column’.64 (#litres_trial_promo) The Junta de Defensa would thus be a localized mini-government made up of ‘ministers’ (whose title was Councillor – Consejero) chosen from all those parties that made up the central government. However, Miaja would turn first to the Communists in search of help. And they were ready and waiting.

The two Communist ministers had immediately reported the cabinet’s decision to the PCE top brass, Pedro Fernández Checa and Antonio Mije. They were effectively leading the Party in the frequent absences of the secretary general, José Díaz, who was seriously ill with stomach cancer. Pedro Checa was already collaborating closely with the NKVD.65 (#litres_trial_promo) The implications were discussed and plans made. Astonishingly, present at this historic meeting were Santiago Carrillo and José Cazorla, who were both, theoretically at least, still members of the Socialist Party. Their presence demonstrates the enormous importance of the now massive JSU and also suggests that they were already in the highest echelons of the PCE.

Late in the afternoon, Checa and Mije went to negotiate with Miaja the terms of the Communist participation in the Junta de Defensa. A grateful Miaja eagerly accepted their offer that the PCE run the two ‘ministries’ (consejerías) of War and Public Order in the Junta de Defensa. He also accepted their specific nominations of Antonio Mije as War Councillor and of Carrillo as Public Order Councillor with Cazorla as his deputy. While Mije and Checa were negotiating with Miaja, Carrillo and Cazorla had gone to ask Largo Caballero for a statement to explain to the people of Madrid why the government was leaving. The Prime Minister denied that the government was being evacuated, despite the suitcases piled outside his office. Further disillusioned by the lies of their already broken hero, Carrillo and Cazorla went back to the Central Committee of the PCE.66 (#litres_trial_promo)

At about eight in the evening, Mije and Carrillo went to see Miaja to discuss their future roles. Shortly before his death, in discussing the Spanish edition of my book The Spanish Holocaust, Carrillo claimed that, at the end of this meeting, he had asked Miaja what he was expected to do about the fifth column and that the General had replied, ‘Smash it.’ In this account, Miaja allegedly said that victory would go to the army that annihilated the other and that this would be done with bullets and bayonets. He said that the fifth column must be prevented at all costs from attacking from behind. Looking at Carrillo, he said, ‘That is your job and you will have our help.’ It is curious that, in his innumerable statements about his role in the executions of right-wing prisoners in Madrid, Carrillo had never previously mentioned Miaja. In The Spanish Holocaust reference was made to a later Republican police report on collaboration between NKVD agents and the public order apparatus, an ambiguity of whose wording raised the possibility that Miaja may have approved of Carrillo’s activities. That Carrillo should seize upon this was a way of saying that, whatever he did subsequently, he was only obeying orders.67 (#litres_trial_promo) There is an irony about this, since elsewhere he denied all knowledge of the massacres committed on his watch.

In Carrillo’s own words, ‘on that same night of 6 November, I began to discharge my responsibilities along with Mije and others’.68 (#litres_trial_promo) He was able to nominate his subordinates in the Public Order Council and assign them tasks immediately after this meeting with Miaja late on the night of 6–7 November. He set up a sub-committee, known as the Public Order Delegation, under Serrano Poncela, who was effectively given responsibility for the work in Madrid of the Dirección General de Seguridad, the national police headquarters. The Delegation was taking decisions from the very early hours of 7 November.69 (#litres_trial_promo) The anarchist Gregorio Gallego highlighted the Communists’ ability to hit the ground running: ‘we realized that the operation was far too well prepared and manipulated to have been improvised’.70 (#litres_trial_promo)

Overall operational responsibility for the prisoners lay with three men: Carrillo, Cazorla and Serrano Poncela. They took key decisions about the prisoners in the vacuum between the evacuation of the government late on the night of 6 November and the formal constitution of the Junta de Defensa twenty-four hours later. However, it is inconceivable that those decisions were taken in isolation by three inexperienced young men aged respectively twenty-one (Carrillo), thirty (Cazorla) and twenty-four (Serrano Poncela). The authorization for their operational decisions, as will be seen, had to have come from far more senior elements. Certainly, it required the go-ahead from Checa and Mije who, in turn, needed the approval of Miaja and of the Soviet advisers, since Russian aid in terms of tanks, aircraft, the International Brigades and technical expertise had started to arrive over the previous weeks. How much detail, other than airy references to ‘controlling the fifth column’, Miaja received is impossible to say. The implementation of the operational decisions also required, and would get, assistance from the anarchist movement.

Thus the authorization, the organization and the implementation of what happened to the prisoners involved many people. However, Carrillo’s position as Public Order Councillor, together with his later prominence as secretary general of the Communist Party, saw him accused of sole responsibility for the deaths that followed. That is absurd, but it does not mean that he had no responsibility at all. The calibration of the degree of that responsibility must start with the question of why the twenty-one-year-old leader of the Socialist Youth was given such a crucial and powerful position. Late on the night of 6 November, after the meeting with Miaja, Carrillo, along with Serrano Poncela, Cazorla and others, was formally incorporated into the Communist Party. They were not subjected to stringent membership requirements. In what was hardly a formal ceremony, they simply informed José Díaz and Pedro Checa of their wish to join and were incorporated into the Party on the spot. The brevity of the proceedings confirms that Carrillo was already an important Communist ‘submarine’ within the Socialist Party. After all, he had brought into the PCE’s orbit the 50,000 members of the FJS and the further 100,000 who had subsequently joined the JSU. He was already attending meetings of the PCE’s politburo, its small executive committee, which indicated that he was held in high esteem. He had long since been identified by Comintern agents as a candidate for recruitment. If he had not publicly made the switch before, it was because of his, and presumably their, hope that he could help bring about the unification of the PSOE and the PCE. Largo Caballero’s determined opposition to unity combined with his poor direction of the war effort had made this seem a futile aspiration. Moreover, the prestige accruing to the Communist Party from Soviet aid suggested that there was little advantage in delaying the leap. It was an eminently practical decision, although Fernando Claudín argued implausibly that Carrillo was brave to sever his links with a party within which he was so prominently placed.71 (#litres_trial_promo)

Oddly, Carrillo claimed that his membership of the PCE was not public knowledge as late as July 1937.72 (#litres_trial_promo) Certainly, in late December 1936 in Valencia, Carrillo, Cazorla, Melchor and Serrano Poncela had all informed Largo Caballero of what they had done. The ‘boss’ was devastated, as were others in his entourage. It finally dawned on him that he had let the future of the PSOE slip into the hands of the Communists. According to Carrillo, he said with tears in his eyes, ‘As of now, I no longer believe in the Spanish revolution.’73 (#litres_trial_promo) Not long afterwards, he said of Carrillo to a close collaborator, perhaps Amaro del Rosal, ‘He was more than a son to me. I shall never forgive the Communists for stealing him from me.’74 (#litres_trial_promo) Largo Caballero’s later reflections were altogether more vitriolic. In his unpublished memoirs, he wrote, ‘In the Socialist Youth, there were Judases like Santiago Carrillo and others who managed to simulate a fusion which they called the JSU. Later, they revealed their treachery when they joined the Communist International.’75 (#litres_trial_promo)