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Cratylus

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2017
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(5) In addition to these anticipations of the general principles of philology, we may note also a few curious observations on words and sounds. 'The Eretrians say sklerotes for skleroter;' 'the Thessalians call Apollo Amlos;' 'The Phrygians have the words pur, udor, kunes slightly changed;' 'there is an old Homeric word emesato, meaning "he contrived";' 'our forefathers, and especially the women, who are most conservative of the ancient language, loved the letters iota and delta; but now iota is changed into eta and epsilon, and delta into zeta; this is supposed to increase the grandeur of the sound.' Plato was very willing to use inductive arguments, so far as they were within his reach; but he would also have assigned a large influence to chance. Nor indeed is induction applicable to philology in the same degree as to most of the physical sciences. For after we have pushed our researches to the furthest point, in language as in all the other creations of the human mind, there will always remain an element of exception or accident or free-will, which cannot be eliminated.

The question, 'whether falsehood is impossible,' which Socrates characteristically sets aside as too subtle for an old man (compare Euthyd.), could only have arisen in an age of imperfect consciousness, which had not yet learned to distinguish words from things. Socrates replies in effect that words have an independent existence; thus anticipating the solution of the mediaeval controversy of Nominalism and Realism. He is aware too that languages exist in various degrees of perfection, and that the analysis of them can only be carried to a certain point. 'If we could always, or almost always, use likenesses, which are the appropriate expressions, that would be the most perfect state of language.' These words suggest a question of deeper interest than the origin of language; viz. what is the ideal of language, how far by any correction of their usages existing languages might become clearer and more expressive than they are, more poetical, and also more logical; or whether they are now finally fixed and have received their last impress from time and authority.

On the whole, the Cratylus seems to contain deeper truths about language than any other ancient writing. But feeling the uncertain ground upon which he is walking, and partly in order to preserve the character of Socrates, Plato envelopes the whole subject in a robe of fancy, and allows his principles to drop out as if by accident.

II. What is the result of recent speculations about the origin and nature of language? Like other modern metaphysical enquiries, they end at last in a statement of facts. But, in order to state or understand the facts, a metaphysical insight seems to be required. There are more things in language than the human mind easily conceives. And many fallacies have to be dispelled, as well as observations made. The true spirit of philosophy or metaphysics can alone charm away metaphysical illusions, which are always reappearing, formerly in the fancies of neoplatonist writers, now in the disguise of experience and common sense. An analogy, a figure of speech, an intelligible theory, a superficial observation of the individual, have often been mistaken for a true account of the origin of language.

Speaking is one of the simplest natural operations, and also the most complex. Nothing would seem to be easier or more trivial than a few words uttered by a child in any language. Yet into the formation of those words have entered causes which the human mind is not capable of calculating. They are a drop or two of the great stream or ocean of speech which has been flowing in all ages. They have been transmitted from one language to another; like the child himself, they go back to the beginnings of the human race. How they originated, who can tell? Nevertheless we can imagine a stage of human society in which the circle of men's minds was narrower and their sympathies and instincts stronger; in which their organs of speech were more flexible, and the sense of hearing finer and more discerning; in which they lived more in company, and after the manner of children were more given to express their feelings; in which 'they moved all together,' like a herd of wild animals, 'when they moved at all.' Among them, as in every society, a particular person would be more sensitive and intelligent than the rest. Suddenly, on some occasion of interest (at the approach of a wild beast, shall we say?), he first, they following him, utter a cry which resounds through the forest. The cry is almost or quite involuntary, and may be an imitation of the roar of the animal. Thus far we have not speech, but only the inarticulate expression of feeling or emotion in no respect differing from the cries of animals; for they too call to one another and are answered. But now suppose that some one at a distance not only hears the sound, but apprehends the meaning: or we may imagine that the cry is repeated to a member of the society who had been absent; the others act the scene over again when he returns home in the evening. And so the cry becomes a word. The hearer in turn gives back the word to the speaker, who is now aware that he has acquired a new power. Many thousand times he exercises this power; like a child learning to talk, he repeats the same cry again, and again he is answered; he tries experiments with a like result, and the speaker and the hearer rejoice together in their newly-discovered faculty. At first there would be few such cries, and little danger of mistaking or confusing them. For the mind of primitive man had a narrow range of perceptions and feelings; his senses were microscopic; twenty or thirty sounds or gestures would be enough for him, nor would he have any difficulty in finding them. Naturally he broke out into speech – like the young infant he laughed and babbled; but not until there were hearers as well as speakers did language begin. Not the interjection or the vocal imitation of the object, but the interjection or the vocal imitation of the object understood, is the first rudiment of human speech.

After a while the word gathers associations, and has an independent existence. The imitation of the lion's roar calls up the fears and hopes of the chase, which are excited by his appearance. In the moment of hearing the sound, without any appreciable interval, these and other latent experiences wake up in the mind of the hearer. Not only does he receive an impression, but he brings previous knowledge to bear upon that impression. Necessarily the pictorial image becomes less vivid, while the association of the nature and habits of the animal is more distinctly perceived. The picture passes into a symbol, for there would be too many of them and they would crowd the mind; the vocal imitation, too, is always in process of being lost and being renewed, just as the picture is brought back again in the description of the poet. Words now can be used more freely because there are more of them. What was once an involuntary expression becomes voluntary. Not only can men utter a cry or call, but they can communicate and converse; they can not only use words, but they can even play with them. The word is separated both from the object and from the mind; and slowly nations and individuals attain to a fuller consciousness of themselves.

Parallel with this mental process the articulation of sounds is gradually becoming perfected. The finer sense detects the differences of them, and begins, first to agglomerate, then to distinguish them. Times, persons, places, relations of all kinds, are expressed by modifications of them. The earliest parts of speech, as we may call them by anticipation, like the first utterances of children, probably partook of the nature of interjections and nouns; then came verbs; at length the whole sentence appeared, and rhythm and metre followed. Each stage in the progress of language was accompanied by some corresponding stage in the mind and civilisation of man. In time, when the family became a nation, the wild growth of dialects passed into a language. Then arose poetry and literature. We can hardly realize to ourselves how much with each improvement of language the powers of the human mind were enlarged; how the inner world took the place of outer; how the pictorial or symbolical or analogical word was refined into a notion; how language, fair and large and free, was at last complete.

So we may imagine the speech of man to have begun as with the cries of animals, or the stammering lips of children, and to have attained by degrees the perfection of Homer and Plato. Yet we are far from saying that this or any other theory of language is proved by facts. It is not difficult to form an hypothesis which by a series of imaginary transitions will bridge over the chasm which separates man from the animals. Differences of kind may often be thus resolved into differences of degree. But we must not assume that we have in this way discovered the true account of them. Through what struggles the harmonious use of the organs of speech was acquired; to what extent the conditions of human life were different; how far the genius of individuals may have contributed to the discovery of this as of the other arts, we cannot say: Only we seem to see that language is as much the creation of the ear as of the tongue, and the expression of a movement stirring the hearts not of one man only but of many, 'as the trees of the wood are stirred by the wind.' The theory is consistent or not inconsistent with our own mental experience, and throws some degree of light upon a dark corner of the human mind.

In the later analysis of language, we trace the opposite and contrasted elements of the individual and nation, of the past and present, of the inward and outward, of the subject and object, of the notional and relational, of the root or unchanging part of the word and of the changing inflexion, if such a distinction be admitted, of the vowel and the consonant, of quantity and accent, of speech and writing, of poetry and prose. We observe also the reciprocal influence of sounds and conceptions on each other, like the connexion of body and mind; and further remark that although the names of objects were originally proper names, as the grammarian or logician might call them, yet at a later stage they become universal notions, which combine into particulars and individuals, and are taken out of the first rude agglomeration of sounds that they may be replaced in a higher and more logical order. We see that in the simplest sentences are contained grammar and logic – the parts of speech, the Eleatic philosophy and the Kantian categories. So complex is language, and so expressive not only of the meanest wants of man, but of his highest thoughts; so various are the aspects in which it is regarded by us. Then again, when we follow the history of languages, we observe that they are always slowly moving, half dead, half alive, half solid, half fluid; the breath of a moment, yet like the air, continuous in all ages and countries, – like the glacier, too, containing within them a trickling stream which deposits debris of the rocks over which it passes. There were happy moments, as we may conjecture, in the lives of nations, at which they came to the birth – as in the golden age of literature, the man and the time seem to conspire; the eloquence of the bard or chief, as in later times the creations of the great writer who is the expression of his age, became impressed on the minds of their countrymen, perhaps in the hour of some crisis of national development – a migration, a conquest, or the like. The picture of the word which was beginning to be lost, is now revived; the sound again echoes to the sense; men find themselves capable not only of expressing more feelings, and describing more objects, but of expressing and describing them better. The world before the flood, that is to say, the world of ten, twenty, a hundred thousand years ago, has passed away and left no sign. But the best conception that we can form of it, though imperfect and uncertain, is gained from the analogy of causes still in action, some powerful and sudden, others working slowly in the course of infinite ages. Something too may be allowed to 'the persistency of the strongest,' to 'the survival of the fittest,' in this as in the other realms of nature.

These are some of the reflections which the modern philosophy of language suggests to us about the powers of the human mind and the forces and influences by which the efforts of men to utter articulate sounds were inspired. Yet in making these and similar generalizations we may note also dangers to which we are exposed. (1) There is the confusion of ideas with facts – of mere possibilities, and generalities, and modes of conception with actual and definite knowledge. The words 'evolution,' 'birth,' 'law,' development,' 'instinct,' 'implicit,' 'explicit,' and the like, have a false clearness or comprehensiveness, which adds nothing to our knowledge. The metaphor of a flower or a tree, or some other work of nature or art, is often in like manner only a pleasing picture. (2) There is the fallacy of resolving the languages which we know into their parts, and then imagining that we can discover the nature of language by reconstructing them. (3) There is the danger of identifying language, not with thoughts but with ideas. (4) There is the error of supposing that the analysis of grammar and logic has always existed, or that their distinctions were familiar to Socrates and Plato. (5) There is the fallacy of exaggerating, and also of diminishing the interval which separates articulate from inarticulate language – the cries of animals from the speech of man – the instincts of animals from the reason of man. (6) There is the danger which besets all enquiries into the early history of man – of interpreting the past by the present, and of substituting the definite and intelligible for the true but dim outline which is the horizon of human knowledge.

The greatest light is thrown upon the nature of language by analogy. We have the analogy of the cries of animals, of the songs of birds ('man, like the nightingale, is a singing bird, but is ever binding up thoughts with musical notes'), of music, of children learning to speak, of barbarous nations in which the linguistic instinct is still undecayed, of ourselves learning to think and speak a new language, of the deaf and dumb who have words without sounds, of the various disorders of speech; and we have the after-growth of mythology, which, like language, is an unconscious creation of the human mind. We can observe the social and collective instincts of animals, and may remark how, when domesticated, they have the power of understanding but not of speaking, while on the other hand, some birds which are comparatively devoid of intelligence, make a nearer approach to articulate speech. We may note how in the animals there is a want of that sympathy with one another which appears to be the soul of language. We can compare the use of speech with other mental and bodily operations; for speech too is a kind of gesture, and in the child or savage accompanied with gesture. We may observe that the child learns to speak, as he learns to walk or to eat, by a natural impulse; yet in either case not without a power of imitation which is also natural to him – he is taught to read, but he breaks forth spontaneously in speech. We can trace the impulse to bind together the world in ideas beginning in the first efforts to speak and culminating in philosophy. But there remains an element which cannot be explained, or even adequately described. We can understand how man creates or constructs consciously and by design; and see, if we do not understand, how nature, by a law, calls into being an organised structure. But the intermediate organism which stands between man and nature, which is the work of mind yet unconscious, and in which mind and matter seem to meet, and mind unperceived to herself is really limited by all other minds, is neither understood nor seen by us, and is with reluctance admitted to be a fact.

Language is an aspect of man, of nature, and of nations, the transfiguration of the world in thought, the meeting-point of the physical and mental sciences, and also the mirror in which they are reflected, present at every moment to the individual, and yet having a sort of eternal or universal nature. When we analyze our own mental processes, we find words everywhere in every degree of clearness and consistency, fading away in dreams and more like pictures, rapidly succeeding one another in our waking thoughts, attaining a greater distinctness and consecutiveness in speech, and a greater still in writing, taking the place of one another when we try to become emancipated from their influence. For in all processes of the mind which are conscious we are talking to ourselves; the attempt to think without words is a mere illusion, – they are always reappearing when we fix our thoughts. And speech is not a separate faculty, but the expression of all our faculties, to which all our other powers of expression, signs, looks, gestures, lend their aid, of which the instrument is not the tongue only, but more than half the human frame.

The minds of men are sometimes carried on to think of their lives and of their actions as links in a chain of causes and effects going back to the beginning of time. A few have seemed to lose the sense of their own individuality in the universal cause or nature. In like manner we might think of the words which we daily use, as derived from the first speech of man, and of all the languages in the world, as the expressions or varieties of a single force or life of language of which the thoughts of men are the accident. Such a conception enables us to grasp the power and wonder of languages, and is very natural to the scientific philologist. For he, like the metaphysician, believes in the reality of that which absorbs his own mind. Nor do we deny the enormous influence which language has exercised over thought. Fixed words, like fixed ideas, have often governed the world. But in such representations we attribute to language too much the nature of a cause, and too little of an effect, – too much of an absolute, too little of a relative character, – too much of an ideal, too little of a matter-of-fact existence.

Or again, we may frame a single abstract notion of language of which all existent languages may be supposed to be the perversion. But we must not conceive that this logical figment had ever a real existence, or is anything more than an effort of the mind to give unity to infinitely various phenomena. There is no abstract language 'in rerum natura,' any more than there is an abstract tree, but only languages in various stages of growth, maturity, and decay. Nor do other logical distinctions or even grammatical exactly correspond to the facts of language; for they too are attempts to give unity and regularity to a subject which is partly irregular.

We find, however, that there are distinctions of another kind by which this vast field of language admits of being mapped out. There is the distinction between biliteral and triliteral roots, and the various inflexions which accompany them; between the mere mechanical cohesion of sounds or words, and the 'chemical' combination of them into a new word; there is the distinction between languages which have had a free and full development of their organisms, and languages which have been stunted in their growth, – lamed in their hands or feet, and never able to acquire afterwards the powers in which they are deficient; there is the distinction between synthetical languages like Greek and Latin, which have retained their inflexions, and analytical languages like English or French, which have lost them. Innumerable as are the languages and dialects of mankind, there are comparatively few classes to which they can be referred.

Another road through this chaos is provided by the physiology of speech. The organs of language are the same in all mankind, and are only capable of uttering a certain number of sounds. Every man has tongue, teeth, lips, palate, throat, mouth, which he may close or open, and adapt in various ways; making, first, vowels and consonants; and secondly, other classes of letters. The elements of all speech, like the elements of the musical scale, are few and simple, though admitting of infinite gradations and combinations. Whatever slight differences exist in the use or formation of these organs, owing to climate or the sense of euphony or other causes, they are as nothing compared with their agreement. Here then is a real basis of unity in the study of philology, unlike that imaginary abstract unity of which we were just now speaking.

Whether we regard language from the psychological, or historical, or physiological point of view, the materials of our knowledge are inexhaustible. The comparisons of children learning to speak, of barbarous nations, of musical notes, of the cries of animals, of the song of birds, increase our insight into the nature of human speech. Many observations which would otherwise have escaped us are suggested by them. But they do not explain why, in man and in man only, the speaker met with a response from the hearer, and the half articulate sound gradually developed into Sanscrit and Greek. They hardly enable us to approach any nearer the secret of the origin of language, which, like some of the other great secrets of nature, – the origin of birth and death, or of animal life, – remains inviolable. That problem is indissolubly bound up with the origin of man; and if we ever know more of the one, we may expect to know more of the other. (Compare W. Humboldt, 'Ueber die Verschiedenheit des menschlichen Sprachbaues;' M. Muller, 'Lectures on the Science of Language;' Steinthal, 'Einleitung in die Psychologie und Sprachwissenschaft.')

It is more than sixteen years since the preceding remarks were written, which with a few alterations have now been reprinted. During the interval the progress of philology has been very great. More languages have been compared; the inner structure of language has been laid bare; the relations of sounds have been more accurately discriminated; the manner in which dialects affect or are affected by the literary or principal form of a language is better understood. Many merely verbal questions have been eliminated; the remains of the old traditional methods have died away. The study has passed from the metaphysical into an historical stage. Grammar is no longer confused with language, nor the anatomy of words and sentences with their life and use. Figures of speech, by which the vagueness of theories is often concealed, have been stripped off; and we see language more as it truly was. The immensity of the subject is gradually revealed to us, and the reign of law becomes apparent. Yet the law is but partially seen; the traces of it are often lost in the distance. For languages have a natural but not a perfect growth; like other creations of nature into which the will of man enters, they are full of what we term accident and irregularity. And the difficulties of the subject become not less, but greater, as we proceed – it is one of those studies in which we seem to know less as we know more; partly because we are no longer satisfied with the vague and superficial ideas of it which prevailed fifty years ago; partly also because the remains of the languages with which we are acquainted always were, and if they are still living, are, in a state of transition; and thirdly, because there are lacunae in our knowledge of them which can never be filled up. Not a tenth, not a hundredth part of them has been preserved. Yet the materials at our disposal are far greater than any individual can use. Such are a few of the general reflections which the present state of philology calls up.

(1) Language seems to be composite, but into its first elements the philologer has never been able to penetrate. However far he goes back, he never arrives at the beginning; or rather, as in Geology or in Astronomy, there is no beginning. He is too apt to suppose that by breaking up the existing forms of language into their parts he will arrive at a previous stage of it, but he is merely analyzing what never existed, or is never known to have existed, except in a composite form. He may divide nouns and verbs into roots and inflexions, but he has no evidence which will show that the omega of tupto or the mu of tithemi, though analogous to ego, me, either became pronouns or were generated out of pronouns. To say that 'pronouns, like ripe fruit, dropped out of verbs,' is a misleading figure of speech. Although all languages have some common principles, there is no primitive form or forms of language known to us, or to be reasonably imagined, from which they are all descended. No inference can be drawn from language, either for or against the unity of the human race. Nor is there any proof that words were ever used without any relation to each other. Whatever may be the meaning of a sentence or a word when applied to primitive language, it is probable that the sentence is more akin to the original form than the word, and that the later stage of language is the result rather of analysis than of synthesis, or possibly is a combination of the two. Nor, again, are we sure that the original process of learning to speak was the same in different places or among different races of men. It may have been slower with some, quicker with others. Some tribes may have used shorter, others longer words or cries: they may have been more or less inclined to agglutinate or to decompose them: they may have modified them by the use of prefixes, suffixes, infixes; by the lengthening and strengthening of vowels or by the shortening and weakening of them, by the condensation or rarefaction of consonants. But who gave to language these primeval laws; or why one race has triliteral, another biliteral roots; or why in some members of a group of languages b becomes p, or d, t, or ch, k; or why two languages resemble one another in certain parts of their structure and differ in others; or why in one language there is a greater development of vowels, in another of consonants, and the like – are questions of which we only 'entertain conjecture.' We must remember the length of time that has elapsed since man first walked upon the earth, and that in this vast but unknown period every variety of language may have been in process of formation and decay, many times over.

(Compare Plato, Laws): —

'ATHENIAN STRANGER: And what then is to be regarded as the origin of government? Will not a man be able to judge best from a point of view in which he may behold the progress of states and their transitions to good and evil?

CLEINIAS: What do you mean?

ATHENIAN STRANGER: I mean that he might watch them from the point of view of time, and observe the changes which take place in them during infinite ages.

CLEINIAS: How so?

ATHENIAN STRANGER: Why, do you think that you can reckon the time which has elapsed since cities first existed and men were citizens of them?

CLEINIAS: Hardly.

ATHENIAN STRANGER: But you are quite sure that it must be vast and incalculable?

CLEINIAS: No doubt.

ATHENIAN STRANGER: And have there not been thousands and thousands of cities which have come into being and perished during this period? And has not every place had endless forms of government, and been sometimes rising, and at other times falling, and again improving or waning?'

Aristot. Metaph.: —

'And if a person should conceive the tales of mythology to mean only that men thought the gods to be the first essences of things, he would deem the reflection to have been inspired and would consider that, whereas probably every art and part of wisdom had been DISCOVERED AND LOST MANY TIMES OVER, such notions were but a remnant of the past which has survived to our day.')

It can hardly be supposed that any traces of an original language still survive, any more than of the first huts or buildings which were constructed by man. Nor are we at all certain of the relation, if any, in which the greater families of languages stand to each other. The influence of individuals must always have been a disturbing element. Like great writers in later times, there may have been many a barbaric genius who taught the men of his tribe to sing or speak, showing them by example how to continue or divide their words, charming their souls with rhythm and accent and intonation, finding in familiar objects the expression of their confused fancies – to whom the whole of language might in truth be said to be a figure of speech. One person may have introduced a new custom into the formation or pronunciation of a word; he may have been imitated by others, and the custom, or form, or accent, or quantity, or rhyme which he introduced in a single word may have become the type on which many other words or inflexions of words were framed, and may have quickly ran through a whole language. For like the other gifts which nature has bestowed upon man, that of speech has been conveyed to him through the medium, not of the many, but of the few, who were his 'law-givers' – 'the legislator with the dialectician standing on his right hand,' in Plato's striking image, who formed the manners of men and gave them customs, whose voice and look and behaviour, whose gesticulations and other peculiarities were instinctively imitated by them, – the 'king of men' who was their priest, almost their God…But these are conjectures only: so little do we know of the origin of language that the real scholar is indisposed to touch the subject at all.

(2) There are other errors besides the figment of a primitive or original language which it is time to leave behind us. We no longer divide languages into synthetical and analytical, or suppose similarity of structure to be the safe or only guide to the affinities of them. We do not confuse the parts of speech with the categories of Logic. Nor do we conceive languages any more than civilisations to be in a state of dissolution; they do not easily pass away, but are far more tenacious of life than the tribes by whom they are spoken. 'Where two or three are gathered together,' they survive. As in the human frame, as in the state, there is a principle of renovation as well as of decay which is at work in all of them. Neither do we suppose them to be invented by the wit of man. With few exceptions, e.g. technical words or words newly imported from a foreign language, and the like, in which art has imitated nature, 'words are not made but grow.' Nor do we attribute to them a supernatural origin. The law which regulates them is like the law which governs the circulation of the blood, or the rising of the sap in trees; the action of it is uniform, but the result, which appears in the superficial forms of men and animals or in the leaves of trees, is an endless profusion and variety. The laws of vegetation are invariable, but no two plants, no two leaves of the forest are precisely the same. The laws of language are invariable, but no two languages are alike, no two words have exactly the same meaning. No two sounds are exactly of the same quality, or give precisely the same impression.

It would be well if there were a similar consensus about some other points which appear to be still in dispute. Is language conscious or unconscious? In speaking or writing have we present to our minds the meaning or the sound or the construction of the words which we are using? – No more than the separate drops of water with which we quench our thirst are present: the whole draught may be conscious, but not the minute particles of which it is made up: So the whole sentence may be conscious, but the several words, syllables, letters are not thought of separately when we are uttering them. Like other natural operations, the process of speech, when most perfect, is least observed by us. We do not pause at each mouthful to dwell upon the taste of it: nor has the speaker time to ask himself the comparative merits of different modes of expression while he is uttering them. There are many things in the use of language which may be observed from without, but which cannot be explained from within. Consciousness carries us but a little way in the investigation of the mind; it is not the faculty of internal observation, but only the dim light which makes such observation possible. What is supposed to be our consciousness of language is really only the analysis of it, and this analysis admits of innumerable degrees. But would it not be better if this term, which is so misleading, and yet has played so great a part in mental science, were either banished or used only with the distinct meaning of 'attention to our own minds,' such as is called forth, not by familiar mental processes, but by the interruption of them? Now in this sense we may truly say that we are not conscious of ordinary speech, though we are commonly roused to attention by the misuse or mispronunciation of a word. Still less, even in schools and academies, do we ever attempt to invent new words or to alter the meaning of old ones, except in the case, mentioned above, of technical or borrowed words which are artificially made or imported because a need of them is felt. Neither in our own nor in any other age has the conscious effort of reflection in man contributed in an appreciable degree to the formation of language. 'Which of us by taking thought' can make new words or constructions? Reflection is the least of the causes by which language is affected, and is likely to have the least power, when the linguistic instinct is greatest, as in young children and in the infancy of nations.

A kindred error is the separation of the phonetic from the mental element of language; they are really inseparable – no definite line can be drawn between them, any more than in any other common act of mind and body. It is true that within certain limits we possess the power of varying sounds by opening and closing the mouth, by touching the palate or the teeth with the tongue, by lengthening or shortening the vocal instrument, by greater or less stress, by a higher or lower pitch of the voice, and we can substitute one note or accent for another. But behind the organs of speech and their action there remains the informing mind, which sets them in motion and works together with them. And behind the great structure of human speech and the lesser varieties of language which arise out of the many degrees and kinds of human intercourse, there is also the unknown or over-ruling law of God or nature which gives order to it in its infinite greatness, and variety in its infinitesimal minuteness – both equally inscrutable to us. We need no longer discuss whether philology is to be classed with the Natural or the Mental sciences, if we frankly recognize that, like all the sciences which are concerned with man, it has a double aspect, – inward and outward; and that the inward can only be known through the outward. Neither need we raise the question whether the laws of language, like the other laws of human action, admit of exceptions. The answer in all cases is the same – that the laws of nature are uniform, though the consistency or continuity of them is not always perceptible to us. The superficial appearances of language, as of nature, are irregular, but we do not therefore deny their deeper uniformity. The comparison of the growth of language in the individual and in the nation cannot be wholly discarded, for nations are made up of individuals. But in this, as in the other political sciences, we must distinguish between collective and individual actions or processes, and not attribute to the one what belongs to the other. Again, when we speak of the hereditary or paternity of a language, we must remember that the parents are alive as well as the children, and that all the preceding generations survive (after a manner) in the latest form of it. And when, for the purposes of comparison, we form into groups the roots or terminations of words, we should not forget how casual is the manner in which their resemblances have arisen – they were not first written down by a grammarian in the paradigms of a grammar and learned out of a book, but were due to many chance attractions of sound or of meaning, or of both combined. So many cautions have to be borne in mind, and so many first thoughts to be dismissed, before we can proceed safely in the path of philological enquiry. It might be well sometimes to lay aside figures of speech, such as the 'root' and the 'branches,' the 'stem,' the 'strata' of Geology, the 'compounds' of Chemistry, 'the ripe fruit of pronouns dropping from verbs' (see above), and the like, which are always interesting, but are apt to be delusive. Yet such figures of speech are far nearer the truth than the theories which attribute the invention and improvement of language to the conscious action of the human mind…Lastly, it is doubted by recent philologians whether climate can be supposed to have exercised any influence worth speaking of on a language: such a view is said to be unproven: it had better therefore not be silently assumed.

'Natural selection' and the 'survival of the fittest' have been applied in the field of philology, as well as in the other sciences which are concerned with animal and vegetable life. And a Darwinian school of philologists has sprung up, who are sometimes accused of putting words in the place of things. It seems to be true, that whether applied to language or to other branches of knowledge, the Darwinian theory, unless very precisely defined, hardly escapes from being a truism. If by 'the natural selection' of words or meanings of words or by the 'persistence and survival of the fittest' the maintainer of the theory intends to affirm nothing more than this – that the word 'fittest to survive' survives, he adds not much to the knowledge of language. But if he means that the word or the meaning of the word or some portion of the word which comes into use or drops out of use is selected or rejected on the ground of economy or parsimony or ease to the speaker or clearness or euphony or expressiveness, or greater or less demand for it, or anything of this sort, he is affirming a proposition which has several senses, and in none of these senses can be assisted to be uniformly true. For the laws of language are precarious, and can only act uniformly when there is such frequency of intercourse among neighbours as is sufficient to enforce them. And there are many reasons why a man should prefer his own way of speaking to that of others, unless by so doing he becomes unintelligible. The struggle for existence among words is not of that fierce and irresistible kind in which birds, beasts and fishes devour one another, but of a milder sort, allowing one usage to be substituted for another, not by force, but by the persuasion, or rather by the prevailing habit, of a majority. The favourite figure, in this, as in some other uses of it, has tended rather to obscure than explain the subject to which it has been applied. Nor in any case can the struggle for existence be deemed to be the sole or principal cause of changes in language, but only one among many, and one of which we cannot easily measure the importance. There is a further objection which may be urged equally against all applications of the Darwinian theory. As in animal life and likewise in vegetable, so in languages, the process of change is said to be insensible: sounds, like animals, are supposed to pass into one another by imperceptible gradation. But in both cases the newly-created forms soon become fixed; there are few if any vestiges of the intermediate links, and so the better half of the evidence of the change is wanting.

(3) Among the incumbrances or illusions of language may be reckoned many of the rules and traditions of grammar, whether ancient grammar or the corrections of it which modern philology has introduced. Grammar, like law, delights in definition: human speech, like human action, though very far from being a mere chaos, is indefinite, admits of degrees, and is always in a state of change or transition. Grammar gives an erroneous conception of language: for it reduces to a system that which is not a system. Its figures of speech, pleonasms, ellipses, anacolutha, pros to semainomenon, and the like have no reality; they do not either make conscious expressions more intelligible or show the way in which they have arisen; they are chiefly designed to bring an earlier use of language into conformity with the later. Often they seem intended only to remind us that great poets like Aeschylus or Sophocles or Pindar or a great prose writer like Thucydides are guilty of taking unwarrantable liberties with grammatical rules; it appears never to have occurred to the inventors of them that these real 'conditores linguae Graecae' lived in an age before grammar, when 'Greece also was living Greece.' It is the anatomy, not the physiology of language, which grammar seeks to describe: into the idiom and higher life of words it does not enter. The ordinary Greek grammar gives a complete paradigm of the verb, without suggesting that the double or treble forms of Perfects, Aorists, etc. are hardly ever contemporaneous. It distinguishes Moods and Tenses, without observing how much of the nature of one passes into the other. It makes three Voices, Active, Passive, and Middle, but takes no notice of the precarious existence and uncertain character of the last of the three. Language is a thing of degrees and relations and associations and exceptions: grammar ties it up in fixed rules. Language has many varieties of usage: grammar tries to reduce them to a single one. Grammar divides verbs into regular and irregular: it does not recognize that the irregular, equally with the regular, are subject to law, and that a language which had no exceptions would not be a natural growth: for it could not have been subjected to the influences by which language is ordinarily affected. It is always wanting to describe ancient languages in the terms of a modern one. It has a favourite fiction that one word is put in the place of another; the truth is that no word is ever put for another. It has another fiction, that a word has been omitted: words are omitted because they are no longer needed; and the omission has ceased to be observed. The common explanation of kata or some other preposition 'being understood' in a Greek sentence is another fiction of the same kind, which tends to disguise the fact that under cases were comprehended originally many more relations, and that prepositions are used only to define the meaning of them with greater precision. These instances are sufficient to show the sort of errors which grammar introduces into language. We are not considering the question of its utility to the beginner in the study. Even to him the best grammar is the shortest and that in which he will have least to unlearn. It may be said that the explanations here referred to are already out of date, and that the study of Greek grammar has received a new character from comparative philology. This is true; but it is also true that the traditional grammar has still a great hold on the mind of the student.

Metaphysics are even more troublesome than the figments of grammar, because they wear the appearance of philosophy and there is no test to which they can be subjected. They are useful in so far as they give us an insight into the history of the human mind and the modes of thought which have existed in former ages; or in so far as they furnish wider conceptions of the different branches of knowledge and of their relation to one another. But they are worse than useless when they outrun experience and abstract the mind from the observation of facts, only to envelope it in a mist of words. Some philologers, like Schleicher, have been greatly influenced by the philosophy of Hegel; nearly all of them to a certain extent have fallen under the dominion of physical science. Even Kant himself thought that the first principles of philosophy could be elicited from the analysis of the proposition, in this respect falling short of Plato. Westphal holds that there are three stages of language: (1) in which things were characterized independently, (2) in which they were regarded in relation to human thought, and (3) in relation to one another. But are not such distinctions an anachronism? for they imply a growth of abstract ideas which never existed in early times. Language cannot be explained by Metaphysics; for it is prior to them and much more nearly allied to sense. It is not likely that the meaning of the cases is ultimately resolvable into relations of space and time. Nor can we suppose the conception of cause and effect or of the finite and infinite or of the same and other to be latent in language at a time when in their abstract form they had never entered into the mind of man…If the science of Comparative Philology had possessed 'enough of Metaphysics to get rid of Metaphysics,' it would have made far greater progress.

(4) Our knowledge of language is almost confined to languages which are fully developed. They are of several patterns; and these become altered by admixture in various degrees, – they may only borrow a few words from one another and retain their life comparatively unaltered, or they may meet in a struggle for existence until one of the two is overpowered and retires from the field. They attain the full rights and dignity of language when they acquire the use of writing and have a literature of their own; they pass into dialects and grow out of them, in proportion as men are isolated or united by locality or occupation. The common language sometimes reacts upon the dialects and imparts to them also a literary character. The laws of language can be best discerned in the great crises of language, especially in the transitions from ancient to modern forms of them, whether in Europe or Asia. Such changes are the silent notes of the world's history; they mark periods of unknown length in which war and conquest were running riot over whole continents, times of suffering too great to be endured by the human race, in which the masters became subjects and the subject races masters, in which driven by necessity or impelled by some instinct, tribes or nations left their original homes and but slowly found a resting-place. Language would be the greatest of all historical monuments, if it could only tell us the history of itself.

(5) There are many ways in which we may approach this study. The simplest of all is to observe our own use of language in conversation or in writing, how we put words together, how we construct and connect sentences, what are the rules of accent and rhythm in verse or prose, the formation and composition of words, the laws of euphony and sound, the affinities of letters, the mistakes to which we are ourselves most liable of spelling or pronunciation. We may compare with our own language some other, even when we have only a slight knowledge of it, such as French or German. Even a little Latin will enable us to appreciate the grand difference between ancient and modern European languages. In the child learning to speak we may note the inherent strength of language, which like 'a mountain river' is always forcing its way out. We may witness the delight in imitation and repetition, and some of the laws by which sounds pass into one another. We may learn something also from the falterings of old age, the searching for words, and the confusion of them with one another, the forgetfulness of proper names (more commonly than of other words because they are more isolated), aphasia, and the like. There are philological lessons also to be gathered from nicknames, from provincialisms, from the slang of great cities, from the argot of Paris (that language of suffering and crime, so pathetically described by Victor Hugo), from the imperfect articulation of the deaf and dumb, from the jabbering of animals, from the analysis of sounds in relation to the organs of speech. The phonograph affords a visible evidence of the nature and divisions of sound; we may be truly said to know what we can manufacture. Artificial languages, such as that of Bishop Wilkins, are chiefly useful in showing what language is not. The study of any foreign language may be made also a study of Comparative Philology. There are several points, such as the nature of irregular verbs, of indeclinable parts of speech, the influence of euphony, the decay or loss of inflections, the elements of syntax, which may be examined as well in the history of our own language as of any other. A few well-selected questions may lead the student at once into the heart of the mystery: such as, Why are the pronouns and the verb of existence generally more irregular than any other parts of speech? Why is the number of words so small in which the sound is an echo of the sense? Why does the meaning of words depart so widely from their etymology? Why do substantives often differ in meaning from the verbs to which they are related, adverbs from adjectives? Why do words differing in origin coalesce in the same sound though retaining their differences of meaning? Why are some verbs impersonal? Why are there only so many parts of speech, and on what principle are they divided? These are a few crucial questions which give us an insight from different points of view into the true nature of language.

(6) Thus far we have been endeavouring to strip off from language the false appearances in which grammar and philology, or the love of system generally, have clothed it. We have also sought to indicate the sources of our knowledge of it and the spirit in which we should approach it, we may now proceed to consider some of the principles or natural laws which have created or modified it.

i. The first and simplest of all the principles of language, common also to the animals, is imitation. The lion roars, the wolf howls in the solitude of the forest: they are answered by similar cries heard from a distance. The bird, too, mimics the voice of man and makes answer to him. Man tells to man the secret place in which he is hiding himself; he remembers and repeats the sound which he has heard. The love of imitation becomes a passion and an instinct to him. Primitive men learnt to speak from one another, like a child from its mother or nurse. They learnt of course a rudimentary, half-articulate language, the cry or song or speech which was the expression of what we now call human thoughts and feelings. We may still remark how much greater and more natural the exercise of the power is in the use of language than in any other process or action of the human mind.

ii. Imitation provided the first material of language: but it was 'without form and void.' During how many years or hundreds or thousands of years the imitative or half-articulate stage continued there is no possibility of determining. But we may reasonably conjecture that there was a time when the vocal utterance of man was intermediate between what we now call language and the cry of a bird or animal. Speech before language was a rudis indigestaque materies, not yet distributed into words and sentences, in which the cry of fear or joy mingled with more definite sounds recognized by custom as the expressions of things or events. It was the principle of analogy which introduced into this 'indigesta moles' order and measure. It was Anaxagoras' omou panta chremata, eita nous elthon diekosmese: the light of reason lighted up all things and at once began to arrange them. In every sentence, in every word and every termination of a word, this power of forming relations to one another was contained. There was a proportion of sound to sound, of meaning to meaning, of meaning to sound. The cases and numbers of nouns, the persons, tenses, numbers of verbs, were generally on the same or nearly the same pattern and had the same meaning. The sounds by which they were expressed were rough-hewn at first; after a while they grew more refined – the natural laws of euphony began to affect them. The rules of syntax are likewise based upon analogy. Time has an analogy with space, arithmetic with geometry. Not only in musical notes, but in the quantity, quality, accent, rhythm of human speech, trivial or serious, there is a law of proportion. As in things of beauty, as in all nature, in the composition as well as in the motion of all things, there is a similarity of relations by which they are held together.

It would be a mistake to suppose that the analogies of language are always uniform: there may be often a choice between several, and sometimes one and sometimes another will prevail. In Greek there are three declensions of nouns; the forms of cases in one of them may intrude upon another. Similarly verbs in – omega and – mu iota interchange forms of tenses, and the completed paradigm of the verb is often made up of both. The same nouns may be partly declinable and partly indeclinable, and in some of their cases may have fallen out of use. Here are rules with exceptions; they are not however really exceptions, but contain in themselves indications of other rules. Many of these interruptions or variations of analogy occur in pronouns or in the verb of existence of which the forms were too common and therefore too deeply imbedded in language entirely to drop out. The same verbs in the same meaning may sometimes take one case, sometimes another. The participle may also have the character of an adjective, the adverb either of an adjective or of a preposition. These exceptions are as regular as the rules, but the causes of them are seldom known to us.

Language, like the animal and vegetable worlds, is everywhere intersected by the lines of analogy. Like number from which it seems to be derived, the principle of analogy opens the eyes of men to discern the similarities and differences of things, and their relations to one another. At first these are such as lie on the surface only; after a time they are seen by men to reach farther down into the nature of things. Gradually in language they arrange themselves into a sort of imperfect system; groups of personal and case endings are placed side by side. The fertility of language produces many more than are wanted; and the superfluous ones are utilized by the assignment to them of new meanings. The vacuity and the superfluity are thus partially compensated by each other. It must be remembered that in all the languages which have a literature, certainly in Sanskrit, Greek, Latin, we are not at the beginning but almost at the end of the linguistic process; we have reached a time when the verb and the noun are nearly perfected, though in no language did they completely perfect themselves, because for some unknown reason the motive powers of languages seem to have ceased when they were on the eve of completion: they became fixed or crystallized in an imperfect form either from the influence of writing and literature, or because no further differentiation of them was required for the intelligibility of language. So not without admixture and confusion and displacement and contamination of sounds and the meanings of words, a lower stage of language passes into a higher. Thus far we can see and no further. When we ask the reason why this principle of analogy prevails in all the vast domain of language, there is no answer to the question; or no other answer but this, that there are innumerable ways in which, like number, analogy permeates, not only language, but the whole world, both visible and intellectual. We know from experience that it does not (a) arise from any conscious act of reflection that the accusative of a Latin noun in 'us' should end in 'um;' nor (b) from any necessity of being understood, – much less articulation would suffice for this; nor (c) from greater convenience or expressiveness of particular sounds. Such notions were certainly far enough away from the mind of primitive man. We may speak of a latent instinct, of a survival of the fittest, easiest, most euphonic, most economical of breath, in the case of one of two competing sounds; but these expressions do not add anything to our knowledge. We may try to grasp the infinity of language either under the figure of a limitless plain divided into countries and districts by natural boundaries, or of a vast river eternally flowing whose origin is concealed from us; we may apprehend partially the laws by which speech is regulated: but we do not know, and we seem as if we should never know, any more than in the parallel case of the origin of species, how vocal sounds received life and grew, and in the form of languages came to be distributed over the earth.

iii. Next in order to analogy in the formation of language or even prior to it comes the principle of onomatopea, which is itself a kind of analogy or similarity of sound and meaning. In by far the greater number of words it has become disguised and has disappeared; but in no stage of language is it entirely lost. It belongs chiefly to early language, in which words were few; and its influence grew less and less as time went on. To the ear which had a sense of harmony it became a barbarism which disturbed the flow and equilibrium of discourse; it was an excrescence which had to be cut out, a survival which needed to be got rid of, because it was out of keeping with the rest. It remained for the most part only as a formative principle, which used words and letters not as crude imitations of other natural sounds, but as symbols of ideas which were naturally associated with them. It received in another way a new character; it affected not so much single words, as larger portions of human speech. It regulated the juxtaposition of sounds and the cadence of sentences. It was the music, not of song, but of speech, in prose as well as verse. The old onomatopea of primitive language was refined into an onomatopea of a higher kind, in which it is no longer true to say that a particular sound corresponds to a motion or action of man or beast or movement of nature, but that in all the higher uses of language the sound is the echo of the sense, especially in poetry, in which beauty and expressiveness are given to human thoughts by the harmonious composition of the words, syllables, letters, accents, quantities, rhythms, rhymes, varieties and contrasts of all sorts. The poet with his 'Break, break, break' or his e pasin nekuessi kataphthimenoisin anassein or his 'longius ex altoque sinum trahit,' can produce a far finer music than any crude imitations of things or actions in sound, although a letter or two having this imitative power may be a lesser element of beauty in such passages. The same subtle sensibility, which adapts the word to the thing, adapts the sentence or cadence to the general meaning or spirit of the passage. This is the higher onomatopea which has banished the cruder sort as unworthy to have a place in great languages and literatures.

We can see clearly enough that letters or collocations of letters do by various degrees of strength or weakness, length or shortness, emphasis or pitch, become the natural expressions of the finer parts of human feeling or thought. And not only so, but letters themselves have a significance; as Plato observes that the letter rho accent is expressive of motion, the letters delta and tau of binding and rest, the letter lambda of smoothness, nu of inwardness, the letter eta of length, the letter omicron of roundness. These were often combined so as to form composite notions, as for example in tromos (trembling), trachus (rugged), thrauein (crush), krouein (strike), thruptein (break), pumbein (whirl), – in all which words we notice a parallel composition of sounds in their English equivalents. Plato also remarks, as we remark, that the onomatopoetic principle is far from prevailing uniformly, and further that no explanation of language consistently corresponds with any system of philosophy, however great may be the light which language throws upon the nature of the mind. Both in Greek and English we find groups of words such as string, swing, sling, spring, sting, which are parallel to one another and may be said to derive their vocal effect partly from contrast of letters, but in which it is impossible to assign a precise amount of meaning to each of the expressive and onomatopoetic letters. A few of them are directly imitative, as for example the omega in oon, which represents the round form of the egg by the figure of the mouth: or bronte (thunder), in which the fulness of the sound of the word corresponds to the thing signified by it; or bombos (buzzing), of which the first syllable, as in its English equivalent, has the meaning of a deep sound. We may observe also (as we see in the case of the poor stammerer) that speech has the co-operation of the whole body and may be often assisted or half expressed by gesticulation. A sound or word is not the work of the vocal organs only; nearly the whole of the upper part of the human frame, including head, chest, lungs, have a share in creating it; and it may be accompanied by a movement of the eyes, nose, fingers, hands, feet which contributes to the effect of it.

The principle of onomatopea has fallen into discredit, partly because it has been supposed to imply an actual manufacture of words out of syllables and letters, like a piece of joiner's work, – a theory of language which is more and more refuted by facts, and more and more going out of fashion with philologians; and partly also because the traces of onomatopea in separate words become almost obliterated in the course of ages. The poet of language cannot put in and pull out letters, as a painter might insert or blot out a shade of colour to give effect to his picture. It would be ridiculous for him to alter any received form of a word in order to render it more expressive of the sense. He can only select, perhaps out of some dialect, the form which is already best adapted to his purpose. The true onomatopea is not a creative, but a formative principle, which in the later stage of the history of language ceases to act upon individual words; but still works through the collocation of them in the sentence or paragraph, and the adaptation of every word, syllable, letter to one another and to the rhythm of the whole passage.

iv. Next, under a distinct head, although not separable from the preceding, may be considered the differentiation of languages, i.e. the manner in which differences of meaning and form have arisen in them. Into their first creation we have ceased to enquire: it is their aftergrowth with which we are now concerned. How did the roots or substantial portions of words become modified or inflected? and how did they receive separate meanings? First we remark that words are attracted by the sounds and senses of other words, so that they form groups of nouns and verbs analogous in sound and sense to one another, each noun or verb putting forth inflexions, generally of two or three patterns, and with exceptions. We do not say that we know how sense became first allied to sound; but we have no difficulty in ascertaining how the sounds and meanings of words were in time parted off or differentiated. (1) The chief causes which regulate the variations of sound are (a) double or differing analogies, which lead sometimes to one form, sometimes to another (b) euphony, by which is meant chiefly the greater pleasure to the ear and the greater facility to the organs of speech which is given by a new formation or pronunciation of a word (c) the necessity of finding new expressions for new classes or processes of things. We are told that changes of sound take place by innumerable gradations until a whole tribe or community or society find themselves acquiescing in a new pronunciation or use of language. Yet no one observes the change, or is at all aware that in the course of a lifetime he and his contemporaries have appreciably varied their intonation or use of words. On the other hand, the necessities of language seem to require that the intermediate sounds or meanings of words should quickly become fixed or set and not continue in a state of transition. The process of settling down is aided by the organs of speech and by the use of writing and printing. (2) The meaning of words varies because ideas vary or the number of things which is included under them or with which they are associated is increased. A single word is thus made to do duty for many more things than were formerly expressed by it; and it parts into different senses when the classes of things or ideas which are represented by it are themselves different and distinct. A figurative use of a word may easily pass into a new sense: a new meaning caught up by association may become more important than all the rest. The good or neutral sense of a word, such as Jesuit, Puritan, Methodist, Heretic, has been often converted into a bad one by the malevolence of party spirit. Double forms suggest different meanings and are often used to express them; and the form or accent of a word has been not unfrequently altered when there is a difference of meaning. The difference of gender in nouns is utilized for the same reason. New meanings of words push themselves into the vacant spaces of language and retire when they are no longer needed. Language equally abhors vacancy and superfluity. But the remedial measures by which both are eliminated are not due to any conscious action of the human mind; nor is the force exerted by them constraining or necessary.

(7) We have shown that language, although subject to laws, is far from being of an exact and uniform nature. We may now speak briefly of the faults of language. They may be compared to the faults of Geology, in which different strata cross one another or meet at an angle, or mix with one another either by slow transitions or by violent convulsions, leaving many lacunae which can be no longer filled up, and often becoming so complex that no true explanation of them can be given. So in language there are the cross influences of meaning and sound, of logic and grammar, of differing analogies, of words and the inflexions of words, which often come into conflict with each other. The grammarian, if he were to form new words, would make them all of the same pattern according to what he conceives to be the rule, that is, the more common usage of language. The subtlety of nature goes far beyond art, and it is complicated by irregularity, so that often we can hardly say that there is a right or wrong in the formation of words. For almost any formation which is not at variance with the first principles of language is possible and may be defended.
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